Meixler Investment Management, Ltd. (Show Low)

Meixler Investment Management, Ltd. is a large advisory firm based in Show Low. It manages $103.58 million of regulatory assets for 713 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Arizona, California, Colorado, and 4 other states.

Meixler Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Meixler Investment Management: assets under management

The assets under management (AUM) of Meixler Investment Management, Ltd. is $103.58 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $103.58 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $145.28 thousand each.

Meixler Investment Management has custody of $2.24 million in cash and securities for 12 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 80% of the total AUM. The second-largest asset type is government bonds, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Meixler Investment Management, Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Meixler Investment Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Meixler Investment Management is individuals with 437 clients and $82.38 million of assets under management. Among the 8 most similar advisory firms, Meixler Investment Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $103.58 million for 509 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Meixler Investment Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Meixler Investment Management, Ltd.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Charles Meixler	Chief compliance officer/principal	1 Oct 2013	75% - 100%	2315506

Based in Show Low

The principal office where Meixler Investment Management, Ltd. performs its advisory services is located at 4451 S. White Mountain Road, Show Low, AZ 85901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 928-537-8700 or by fax 928-537-9200. The normal business hours are 8:00am - 4:00pm on Monday - Friday.