Mullin Tbg Advisory Services, LLC (Newport Beach)

Mullin Tbg Advisory Services, LLC is a large advisory firm based in Newport Beach. It manages $48 million of regulatory assets for 148 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Florida, Texas, and Virginia.

Mullin Tbg Advisory Services provides financial planning services, pension consulting services, and market timing services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mullin Tbg Advisory Services: assets under management

The assets under management (AUM) of Mullin Tbg Advisory Services, LLC is $48 million. The firm's AUM has gone down by -32% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.6 million in discretionary accounts and $43.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $287.5 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $328.79 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mullin Tbg Advisory Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mullin Tbg Advisory Services, LLC

Robert Charles Shier has been acting as President since 1 Sep 2006. Thomas Charles Schiaffo joined the executive team most recently as the Functions As Chief Legal Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Mullintbg Insurance Agency Services	Managing member	1 Sep 2006	75% - 100%	20-4106571
Deanna Bernice Mcmahon	Chief compliance officer and executive vice president	1 Sep 2006	Other	1701163
Timothy John Wilson	Senior vice president	1 Sep 2006	Other	2503616
Michael Robert Shute	Chairman and ceo	1 Sep 2006	Other	1734950
Robert Charles Shier	President	1 Sep 2006	Other	2198996
Michael Glickman	Chief financial officer	1 Sep 2006	Other	2128705
Stephanie Foster Troulman	Controller	1 Sep 2006	Other	2608524
Nancy Ellen Hickey	Secretary and treasurer	1 Sep 2006	Other	3255795
James Marvin Clary	Director	1 Sep 2006	Other	2081542
Thomas Charles Schiaffo	Functions as chief legal officer	1 Oct 2008	Other	3152014

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Prudential Holdings	Shareholder	1 Dec 2001	75% - 100%	22-3703799
Inc. Prudential Financial	Member	1 Dec 2001	75% - 100%	22-3703799
Llc Mc Insurance Agency Services	Member	1 Sep 2006	50% - 75%	95-4846137
Tbg Insurance Services Corporation	Member	1 Sep 2006	50% - 75%	20-2004636
Peter William Mullin	Member	1 Sep 2006	25% - 50%	342564
Nationwide Financial Services	Shareholder	1 Sep 2006	50% - 75%	31-1486870
The Prudential Insurance Company Of America	Member	1 Oct 2008	75% - 100%	22-1211670

Based in Newport Beach

The principal office where Mullin Tbg Advisory Services, LLC performs its advisory services is located at 610 Newport Center Drive, Newport Beach, CA 92660, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-760-6215 or by fax 949-760-1041. The normal business hours are 9:00am-5:00pm on Monday - Friday.