Newton Capital Management Ltd (London)

Name: Newton Capital Management Ltd
Address: 160 Queen Victoria Street, London, Ec4 V 4 La
Telephone: 020-7163-9000

Newton Capital Management Ltd is a large advisory firm based in London. It manages $5.12 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2001.

Newton Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Newton Capital Management: assets under management

The assets under management (AUM) of Newton Capital Management Ltd is $5.12 billion. The firm's AUM has grown by 5770% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $4.32 billion in discretionary accounts and $802.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $360.2 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $267.36 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Newton Capital Management Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Newton Capital Management Ltd

Jeff Munroe has been acting as President since 1 Feb 2002. Simon Tony Pryke has served as the Chief Investment Officer since 1 Jan 2012. Sophie West joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Newton Management Limited	Owner	1 Jan 1992	75% - 100%	foreign entity
Julian Campbell	Chief compliance officer	1 Jan 1992	Other	4371342
Colin Harris	Director and chief executive officer	1 Jul 1992	Other	4371338
Michelle Sorrell	Chief legal officer	1 Aug 1997	Other	4374365
Guy Hudson	Director	1 Oct 1998	Other	4371336
Malcolm Park	Chief operations officer	1 Mar 2000	Other	4371346
Derek Hardy	Chief financial officer	1 Oct 2000	Other	4371344
Paul Butler	Director	1 Jul 2001	Other	4362839
Jeremy Nevil Charles Bassil	Chief legal officer	1 Oct 2001	Other	4457039
Jeremy Bassil	Chief legal officer	1 Oct 2001	Other	4457039
Adrian Smart	Compliance officer	1 Dec 2001	Other	4516635
Colin Campbell	Chief operations officer	1 Dec 2001	Other	4516590
Jeff Munroe	Director	1 Feb 2002	Other	4516592
Helena Morrissey	Director	1 Feb 2002	Other	4362862
Helena Morrissey	Chief executive officer and director	1 Mar 2002	Other	4362862
Kate Turner	Chief compliance officer	1 Dec 2003	Other	4779839
Andrew Downs	Chief financial officer	1 Dec 2003	Other	4781215
Kate Laing	Chief compliance officer and director	1 Dec 2003	Other	4779839
Francis David Antin	Director	1 Jun 2004	Other	4333847
Andrew Downs	Director	1 Jun 2004	Other	4781215
Andrew Downs	Chief operating officer and director	1 Jul 2004	Other	4781215
Mark William Scott	Director	1 Jul 2004	Other	1060957
Kate Turner	Director	1 Aug 2004	Other	4779839
Francis David Antin	Director	1 Sep 2004	Other	4333847
Kate Turner	Director	1 Nov 2004	Other	4779839
Stephen Brian Tutt	Chief financial officer	1 May 2005	Other	5015199
Guy Charles Christie	Director	1 Dec 2006	Other	2240699
Matthieu Benoit Duncan	Director	1 Mar 2009	Other	2093529
Paul James Markham	Director	1 Jul 2009	Other	4794808
Simon Tony Pryke	Director	1 Dec 2009	Other	5753061
Christopher David Rexworthy	Chief compliance officer	1 Oct 2011	Other	5995612
James Morecroft Helby	Chief compliance officer and director	1 Jan 2012	Other	5846815
Simon Tony Pryke	Chief investment officer	1 Jan 2012	Other	5753061
Colin David Cowie	Commercial director	1 Jun 2013	Other	6245889
James Andrew Wylie	Head of north america	1 Feb 2014	Other	2181468
Edward Homer Ladd	Director	1 Nov 2014	Other	4299449
Mitchell Evan Harris	Director	1 Sep 2015	Other	4359464
Sophie West	Chief compliance officer	1 Apr 2016	Other	3037131
Sophie Williams	Chief compliance officer	1 Apr 2016	Other	3037131

Indirect Owners

The SEC currently registers 21 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bny Mellon International Asset Management Group Limited	Owner	1 Jan 1992	75% - 100%	foreign entity
Mbc Investment Corporation	Owner	1 Oct 1998	75% - 100%	51-0301132
Mellon Financial Corporation	Owner	1 Oct 1998	75% - 100%	25-1233834
Neptune Llc	Owner	1 Oct 1998	75% - 100%	104389
The Bank Of New York Mellon Corporation	Owner	1 Oct 1998	75% - 100%	25-1233834
Mbc Investments Corporation	Owner	1 Oct 1998	75% - 100%	51-0301132
Mellon Uk Holdings Limited	Owner newton management limited	1 Aug 2000	75% - 100%	foreign entity
Mellon Europe Limited	Owner newton management limited	1 Aug 2000	75% - 100%	foreign entity
Mellon Europe Limited	Owner newton management limited	1 Aug 2001	75% - 100%	foreign entity
Mellon International Limited	Owner newton management limited	1 Aug 2001	75% - 100%	foreign entity
Bny Mellon International Limited	Owner	1 Aug 2001	75% - 100%	foreign entity
Bny Mellon International Asset Management Group Limited	Owner	1 Aug 2001	75% - 100%	foreign entity
The Bank Of New York Mellon Corporation	Owner	1 Aug 2001	75% - 100%	foreign entity
Neptune Llc	Owner	1 May 2006	75% - 100%	104389
Mellon International Holdings S.Ar.L (Lux)	Owner	1 Sep 2006	75% - 100%	foreign entity
Bny Mellon International Asset Management Group Limited	Owner	1 Sep 2006	75% - 100%	foreign entity
The Bank Of New York Mellon Corporation	Owner	1 Jul 2007	75% - 100%	foreign entity
Mbc Investments Corporation	Owner	1 Nov 2012	75% - 100%	51-0301132
Bny Mellon Investment Management (Jersey) Limited	Owner	1 Nov 2012	75% - 100%	25-1233834
Bny Mellon Investment Management Europe Limited	Owner	1 Nov 2012	75% - 100%	foreign entity
Bny Mellon Investment Management Europe Holdings Limited	Owner	1 Feb 2013	75% - 100%	foreign entity

Based in London

The principal office where Newton Capital Management Ltd performs its advisory services is located at 160 Queen Victoria Street, London, Ec4 V 4 La, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 020-7163-9000. The normal business hours are 0900 - 1700 gmt on Monday - Friday. You can find more information about the New York firm at newton.co.uk.