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Risa Investment Advisers LLC (Philadelphia)


Risa Investment Advisers LLC is an adviser based in Philadelphia. It manages $3.5 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

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Risa Investment Advisers provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Risa Investment Advisers: assets under management

The assets under management (AUM) of Risa Investment Advisers LLC is $3.5 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 274% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $3.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.5 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Risa Investment Advisers LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
African Harvest Capital (Pty) Limited Member 1 Jul 2000 25% - 50% 111111
Nancy Lynn Folin Member 1 Jul 2000 25% - 50% 4375341
Otto Sam Folin Member 1 Jul 2000 25% - 50% 603256

Based in Philadelphia

The principal office where Risa Investment Advisers LLC performs its advisory services is located at 1700 Sansom Street, Philadelphia, PA 19103, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 215-557-7008 or by fax 215-557-0912. The normal business hours are 9h00 - 17h00 on Monday - Friday. You can find more information about the New York firm at www.risafund.com.


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