Lewis Capital Management, LlLP (Naples)

Lewis Capital Management, LlLP is a large advisory firm based in Naples. It manages $114.84 million of regulatory assets for 210 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida and Wisconsin.

Lewis Capital Management, L provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lewis Capital Management, L: assets under management

The assets under management (AUM) of Lewis Capital Management, LlLP is $114.84 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $114.84 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $546.87 thousand each.

Investments

The firm invests in other assets the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lewis Capital Management, LlLP for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Lewis Capital Management, L serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Lewis Capital Management, L is high net worth individuals with 28 clients and $100.08 million of assets under management. Among the 9 most similar advisory firms, Lewis Capital Management, L has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $114.84 million for 83 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lewis Capital Management, L doesn't advise any private funds.

Careers at Lewis Capital Management, LlLP

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles Sherman Lewis	Partner	1 Jan 2000	75% - 100%	1377009
Joy Mary Lewis	Chief compliance officer	1 May 2000	Other	4403822

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Joy Mary Lewis	Partner	1 Jan 2000	Other	4403822

Based in Naples

The principal office where Lewis Capital Management, LlLP performs its advisory services is located at 400 Charleswood Lane, Naples, FL 34105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 239-273-3783 or by fax 239-643-6832. The normal business hours are 8 a.m. to 5 p.m. on Monday - Friday.