Cai Acquisition, Inc (Wyncote)

Cai Acquisition, Inc is a large advisory firm based in Wyncote. It manages $2 billion of regulatory assets for 8,136 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 47 other states.

Cai Acquisition provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cai Acquisition: assets under management

The assets under management (AUM) of Cai Acquisition, Inc is $2 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $800 million in discretionary accounts and $1.2 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $278.45 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $228.01 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cai Acquisition, Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cai Acquisition, Inc

Cai Acquisition, Inc is owned by Edward Forst. Harry Samuel Forst has been acting as President since 1 Feb 2012. Stephen Thomas Mayhew has served as the Chief Investment Officer since 1 Feb 2012 and Thomas Forst is the Chief Executive Officer of Cai Acquisition, Inc family office. Inc. Lincoln Investment Group Holdings joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Forst	Owner	1 Feb 2012	75% - 100%	708024
Thomas Forst	Chief executive officer	1 Feb 2012	Other	841057
Norman Mark Marr	Chief financial officer	1 Feb 2012	Other	2790881
Deirdre Broderick Koerick	Chief compliance officer	1 Feb 2012	Other	1029346
Thomas G Murphy	Chief operations officer	1 Feb 2012	Other	2227373
Harry Samuel Forst	Director	1 Feb 2012	Other	1197596
Karen A Oneill	Director	1 Feb 2012	Other	1756874
Rosemarie Forst	Director	1 Feb 2012	Other	831899
Mariellen Forst Paulus	Director	1 Feb 2012	Other	1640246
Edward Samuel Forst	Director	1 Feb 2012	Other	211437
Stephen Thomas Mayhew	Chief investment officer	1 Feb 2012	Other	1557505
Edward Forst	Director	1 Jun 2012	Other	708024
Inc. Lincoln Investment Group Holdings	Owner	1 Jun 2012	75% - 100%	45-5025285

Based in Wyncote

The principal office where Cai Acquisition, Inc performs its advisory services is located at 218 Glenside Avenue, Wyncote, PA 19095, which is also the mailing address of the firm. An additional office of the firm is in Jenkintown, PA. It doesn’t run an office outside of the United States.