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Sirius Capital Markets LLC (New York)


Sirius Capital Markets LLC is a mid-sized advisory firm based in New York. It manages $25.71 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2013.

Sirius Capital Markets provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sirius Capital Markets: assets under management

The assets under management (AUM) of Sirius Capital Markets LLC is $25.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $25.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.85 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sirius Capital Markets LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ltd. Sirius International Group Indirect owner of filing and relying advisers 1 Jul 2004 75% - 100% 98-0422761
Sirius International Financial Services Ltd. Owner-relying adviser,indirect owner of filing adviser 1 Nov 2006 75% - 100% 98-0500919
Lone Tree Holdings Ltd. Indirect owner of filing and relying advisers 1 Mar 2007 75% - 100% 98-0527510
Ltd. Sirius International Insurance Group Indirect owner of filing and relying advisers 1 Apr 2007 75% - 100% 98-0529995
Ltd. Sirius International Holdings Indirect owner of filing and relying advisers 1 Apr 2007 75% - 100% 98-0529998
White Rock Holdings ( Luxembourg) S.A.R.L Indirect owner of filing adviser 1 Jan 2008 75% - 100% 98-0560841
Wm Phoenix ( Luxembourg) S.A.R.L Indirect owner of filing adviser 1 Jan 2009 75% - 100% 98-0610692
Sirius International Holding Sweden Ab Indirect owner of filing adviser 1 Aug 2009 75% - 100% 98-0696454
Wm Caleta ( Gibraltar) Limited Indirect owner of filing adviser 1 Oct 2011 75% - 100% 98-0450276
Sirius International Insurance Corporation Indirect owner of filing adviser 1 Oct 2011 75% - 100% 98-0158598
Ltd. White Mountains Insurance Group Indirect owner of filing and relying advisers 1 Nov 2011 75% - 100% 98-0527510
Fund American Holdings Ab Indirect owner of filing adviser 1 Nov 2011 75% - 100% foreign

Based in New York

The principal office where Sirius Capital Markets LLC performs its advisory services is located at 140 Broadway, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 312-0222 or by fax (212) 312-2526. The normal business hours are 9-5 on Monday - Friday.


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