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Nuveen Advisory Corp (Chicago)


Nuveen Advisory Corp is a large advisory firm based in Chicago. It manages $46.01 billion of regulatory assets for 123 client accounts. It has been registered with the SEC as an adviser since 2001.

Nuveen Advisory Corp provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nuveen Advisory Corp: assets under management

The assets under management (AUM) of Nuveen Advisory Corp is $46.01 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 24% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $46.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $374.09 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nuveen Advisory Corp for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
The St. Paul Companies Beneficial stockholder 1 Sep 1976 75% - 100% 41-0518860
Inc. The St. Paul Travelers Companies Beneficial stockholder 1 Sep 1976 75% - 100% 41-0518860

Based in Chicago

The principal office where Nuveen Advisory Corp performs its advisory services is located at 333 West Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in Irvine, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number [312]917-7700 or by fax [312] 917-6912. The normal business hours are 8:00 am - 5:00 pm cst on Monday - Friday.


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