Dixon Asset Management Usa Inc (New York)

Dixon Asset Management Usa Inc is a large advisory firm based in New York. It manages $434.91 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of New York.

Dixon Asset Management U provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dixon Asset Management U: assets under management

The assets under management (AUM) of Dixon Asset Management Usa Inc is $434.91 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 213% since the beginning of its operation, and $434.91 million of the total AUM is attributable to clients outside of the United States.

The firm manages $434.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $86.98 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dixon Asset Management Usa Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dixon Asset Management U serves?

The only and largest group of clients of Dixon Asset Management U is pooled investment vehicles with 5 clients and $434.91 million of assets under management. Among the 11 most similar advisory firms, Dixon Asset Management U has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $434.91 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Dixon Asset Management U also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Dixon Asset Management Usa Inc

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Dixon Advisory Group	Parent	1 Dec 2012	75% - 100%	94-644-163
Dixon Advisory Group Pty. Ltd.	Holding company	1 Dec 2012	75% - 100%	94-644-163
Alexander Gen Maclachlan	Chief compliance officer	1 May 2013	Other	2516587
Jonathan Edgar Sinex	Principal	1 May 2013	Other	5189788
William Devin Robinson	Chief compliance officer	1 Aug 2017	Other	4821577

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Alan Cochrane Dixon	Principal shareholder	1 Apr 2015	25% - 50%	6476093
Evans Dixon Pty Limited	Parent company	1 Mar 2016	75% - 100%	11-3687

Based in New York

The principal office where Dixon Asset Management Usa Inc performs its advisory services is located at 140 Broadway, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 1 212 480-2626 or by fax 1 201 942 6231. The normal business hours are 08:00 am - 06:00 pm on Monday - Friday.