Eisen Financial Services, Inc. (Fishkill)

Eisen Financial Services, Inc. is a mid-sized advisory firm based in Fishkill. It manages $34.32 million of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Florida, New Jersey, and New York.

Eisen Financial Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Eisen Financial Services: assets under management

The assets under management (AUM) of Eisen Financial Services, Inc. is $34.32 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 88% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 12% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eisen Financial Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eisen Financial Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Eisen Financial Services is high net worth individuals with 8 clients and $28.95 million of assets under management. Among the 2 most similar advisory firms, Eisen Financial Services has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $30.9 million for 16 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Eisen Financial Services doesn't advise any private funds.

Careers at Eisen Financial Services, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arthur Joseph Eisen	President and chief compliance officer	1 Jan 1999	75% - 100%	813647

Based in Fishkill

The principal office where Eisen Financial Services, Inc. performs its advisory services is located at 840 Huntington Drive, Fishkill, NY 12524 The mailing address of the firm is 24 W. Railroad Ave. #134, Tenafly, NJ 07670. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 845-534-1075 or by fax 845-534-1076. The normal business hours are 9am - 5pm on Monday - Friday.