Behrman Brothers Management Corp. (New York)

Name: Behrman Brothers Management Corp.
Address: 126 E 56 Th Street, New York, NY, 10022
Telephone: 212 980-6500

Behrman Brothers Management Corp. is a large advisory firm based in New York. It manages $1.39 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Behrman Brothers Management Corp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Behrman Brothers Management Corp: assets under management

The assets under management (AUM) of Behrman Brothers Management Corp. is $1.39 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.39 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $463.52 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Behrman Brothers Management Corp. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peter Carlton Matthes serves?

The only and largest group of clients of Peter Carlton Matthes is pooled investment vehicles with 3 clients and $1.39 billion of assets under management. Among the 8 most similar advisory firms, Behrman Brothers Management Corp has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.39 billion for 3 clients. None of the firm’s clients are foreign persons or businesses.

Behrman Brothers Management Corp also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $10,000,000.

Careers at Behrman Brothers Management Corp.

The company employs 12 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Peter Carlton Matthes has been acting as President since 1 Oct 2003. Gary Kevin Dieber joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Grant Gordon Behrman	Chairman	1 Feb 1991	50% - 75%	6026956
Grant G Behrman	Chairman	1 Feb 1991	50% - 75%	6026956
William Merrill Matthes	Vice president	1 Dec 1999	50% - 75%	6026959
William M Matthes	Vice president	1 Dec 1999	50% - 75%	6026959
Peter Carlton Matthes	Director	1 Oct 2003	Other	6026953
Peter C Matthes	Director	1 Oct 2003	Other	6026953
Gary Kevin Dieber	Chief compliance officer	1 Jan 2012	Other	6026955

Based in New York

The principal office where Behrman Brothers Management Corp. performs its advisory services is located at 126 E 56 Th Street, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 980-6500 or by fax 212 980-7024. The normal business hours are 9:00 - 5:00 on Monday - Friday. You can find more information about the New York firm at behrmancap.com.