Successful Resource Management, Ltd. (Urbandale)

Name: Successful Resource Management, Ltd.
Address: 7017 Hickman Road, Urbandale, IA, 50322
Telephone: 515-279-1400

Successful Resource Management, Ltd. is an adviser based in Urbandale. It manages $18.1 million of regulatory assets for 340 client accounts. It has been registered with the SEC as an adviser since 2002.

Successful Resource Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Successful Resource Management: assets under management

The assets under management (AUM) of Successful Resource Management, Ltd. is $18.1 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -60% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $53.23 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Successful Resource Management, Ltd. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Successful Resource Management, Ltd.

Terry Arthur Vrieze has been acting as President since 1 Oct 1987. Amit Poddar joined the executive team most recently as the Asst. Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Terry Arthur Vrieze	President	1 Oct 1987	75% - 100%	455952
Kyle Baird Whelan	Vice president	1 Jun 1996	Other	2473204
Larry Doyle Flanagan	Vice president	1 Aug 2000	Other	1545801
Thomas Ralph Clark	Vice president	1 Aug 2000	Other	47906
Jason Wayne Shaw	Vice president	1 May 2001	Other	4171619
Gerrit William Vrieze	Vice president	1 Oct 2001	Other	3075620
Chad Wesley Terry	Vice president	1 Nov 2001	Other	3112718
Jeffrey William Peters	Vice president	1 Feb 2002	Other	2580603
Sarah Lynn Koth	Vice president	1 Mar 2002	Other	3106716
Mary Janet Flanagan	Vice president	1 Apr 2002	Other	2282168
Robert Scott Macdougall	Representative	1 Nov 2002	Other	1855083
Kathleen Patricia Keenan	Representative	1 Apr 2003	Other	4454834
John Francis Oconnor	Representative	1 May 2003	Other	1402112
Amit Poddar	Asst. vice president	1 Aug 2008	Other	4811795

Based in Urbandale

The principal office where Successful Resource Management, Ltd. performs its advisory services is located at 7017 Hickman Road, Urbandale, IA 50322, which is also the mailing address of the firm. An additional office of the firm is in Sherrard, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 515-279-1400 or by fax 515-274-0990. The normal business hours are 8:00 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at srmltd.com.