Nestwise LLC (Boston)

Nestwise LLC is a related adviser based in Boston. It manages $129.75 thousand of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Nestwise provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nestwise: assets under management

The assets under management (AUM) of Nestwise LLC is $129.75 thousand, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $129.75 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.42 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nestwise LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nestwise LLC

George Burton White has served as the Chief Investment Officer since 1 Jun 2012. David Paul Bergers joined the executive team most recently as the Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Esther Marion Stearns	Chief executive officer & president	1 Apr 2012	Other	1088948
Marcus H Frampton	Chief financial officer	1 Apr 2012	Other	5013803
Kandis K Bates	Chief administrative officer	1 Apr 2012	Other	4348565
Elizabeth M Stelluto Dunaier	Chief marketing officer	1 Apr 2012	Other	1139827
Thomas Dominic Lux	Treasurer	1 Apr 2012	Other	2778800
Stephanie Leigh Brown	Secretary	1 Apr 2012	Other	1973369
Steven Morrison	Assistant secretary	1 Apr 2012	Other	4529345
Inc. Lpl Holdings	Managing member	1 Apr 2012	75% - 100%	04-3046611
Paul Middlemiss	Chief compliance officer	1 Apr 2012	Other	2069562
George Burton White	Chief investment officer	1 Jun 2012	Other	3057759
David Paul Bergers	Secretary	1 Aug 2013	Other	6238852
Gregory Paul Woods	Secretary	1 Aug 2013	Other	5651342

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lpl Investment Holdings Inc.	Parent company	1 Dec 2005	75% - 100%	20-3717839
Lpl Financial Holdings Inc.	Parent company	1 Dec 2005	75% - 100%	20-3717839

Based in Boston

The principal office where Nestwise LLC performs its advisory services is located at 75 State Street, 24 Th Floor, Boston, MA 02109, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-501-9336 or by fax 858-452-6725. The normal business hours are 9:00 - 6:00 on Monday - Friday.