Sundvold Capital Management LLC (Columbia)

Name: Sundvold Capital Management LLC
Address: 1000 W. Nifong, Columbia, MO, 65203
Telephone: 573-443-1000

Sundvold Capital Management LLC is a large advisory firm based in Columbia. It manages $94.7 million of regulatory assets for 411 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Missouri.

Sundvold Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sundvold Capital Management: assets under management

The assets under management (AUM) of Sundvold Capital Management LLC is $94.7 million. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 65% of the total AUM. The second-largest asset type is exchange traded securities, which make up 25% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sundvold Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jon Thomas Sundvold serves?

The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Jon Thomas Sundvold is individuals with 410 clients and $92 million of assets under management. Among the 6 most similar advisory firms, Sundvold Capital Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $94.7 million for 411 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sundvold Capital Management doesn't advise any private funds.

Careers at Sundvold Capital Management LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jon Thomas Sundvold	President/chief compliance officer	1 Oct 1997	75% - 100%	1881034

Based in Columbia

The principal office where Sundvold Capital Management LLC performs its advisory services is located at 1000 W. Nifong, Columbia, MO 65203, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 573-443-1000 or by fax 573-443-8888. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at sundvold.com.