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Forefront Caoital Management LLC (New York)


Forefront Caoital Management LLC is a large advisory firm based in New York. It manages $60.63 million of regulatory assets for 185 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of New York.

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Forefront Caoital Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Forefront Caoital Management: assets under management

The assets under management (AUM) of Forefront Caoital Management LLC is $60.63 million. The company doesn't manage any assets belonging to foreign clients.


The firm manages $55.09 million in discretionary accounts and $5.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $327.93 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $326.05 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Forefront Caoital Management LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bradley Carl Reifler Chief executive officer 1 Jul 2009 50% - 75% 1589414
David Allan Wasitowski Managing member 1 Jul 2009 Other 4187976

Based in New York

The principal office where Forefront Caoital Management LLC performs its advisory services is located at 590 Madison Ave., 34 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-607-8150 or by fax 212-983-0690. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.forefrontadvisory.com.


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