Diamond Hill Securities, Inc. (Columbus)

Name: Diamond Hill Securities, Inc.
Address: 375 North Front Street, Columbus, OH, 43215
Telephone: 614-255-3333

Diamond Hill Securities, Inc. is an adviser based in Columbus. It manages $14.44 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Ohio.

Diamond Hill Securities provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Diamond Hill Securities: assets under management

The assets under management (AUM) of Diamond Hill Securities, Inc. is $14.44 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 7% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $14.44 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Diamond Hill Securities, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Diamond Hill Securities, Inc.

James Francis Jr Laird has been acting as President since 1 Jul 2001. Kathleen A. Luli joined the executive team most recently as the Director Of Private Client Services.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sandra Lee Quinn	Vice president & corporate secretary	1 Jan 1993	Other	2346622
Inc. Diamond Hill Capital Management	Owner	1 Feb 1993	75% - 100%	65-0190407
Randall Neal Wegener	Financial operations principal	1 Aug 1994	Other	2415093
Matthew Edward Lee	V.p. equity trading	1 Mar 1999	Other	2100782
James Francis Jr Laird	President	1 Jul 2001	Other	1513169
Kathleen A. Luli	Director of private client services	1 Jan 2003	Other	xxx-xx-xxxx
Kathleen A Luli	Director - client services	1 Jan 2003	Other	4652417

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. (Formerly Banc Stock Group Inc.) Diamond Hill Investment Group	Owner	1 Feb 1993	75% - 100%	65-0190407

Based in Columbus

The principal office where Diamond Hill Securities, Inc. performs its advisory services is located at 375 North Front Street, Columbus, OH 43215, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 614-255-3333 or by fax 614-255-3363. The normal business hours are 8:15 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at www.diamond-hill.com.