Tcl Securities, Inc. (Ruston)

Name: Tcl Securities, Inc.
Address: 500 E. Reynolds, Ruston, LA, 71270
Telephone: 318-251-4646

Tcl Securities, Inc. is a large advisory firm based in Ruston. It manages $34.57 million of regulatory assets for 54 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Louisiana.

Tcl Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Tcl Securities: assets under management

The assets under management (AUM) of Tcl Securities, Inc. is $34.57 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $34.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $640.1 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tcl Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tcl Securities, Inc.

Michael Ray Jones has been acting as President since 1 Jul 1991. Kathy Cook Hopkins joined the executive team most recently as the Secretary Of The Board.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Tyrus Lamar Pendergrass	Sr. vice president	1 Jun 1990	Other	1156182
Michael Ray Jones	President	1 Jul 1991	Other	1270369
National Independent Trust Company	Sole shareholder	1 Nov 1991	75% - 100%	72-1173060
Stephens Rudolph Rodgers	Sr. vice president	1 Jan 1992	Other	1870455
Kathy Cook Hopkins	Secretary of the board	1 Jun 1996	Other	2650811

Based in Ruston

The principal office where Tcl Securities, Inc. performs its advisory services is located at 500 E. Reynolds, Ruston, LA 71270, which is also the mailing address of the firm. An additional office of the firm is in Baton Rouge, LA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 318-251-4646 or by fax 318-251-4651. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.argentmoney.com.