Shield Advisors Corp. (Houston)


Shield Advisors Corp. is a large advisory firm based in Houston. It manages $98.26 million of regulatory assets for 527 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Texas.

Shield Advisors Corp provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Shield Advisors Corp: assets under management

The assets under management (AUM) of Shield Advisors Corp. is $98.26 million. The firm's AUM has grown by 63% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $79.27 million in discretionary accounts and $18.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $159.83 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $612.56 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Shield Advisors Corp. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Shield Advisors Corp.

Paul Brian Jackson has been acting as President since 1 Nov 2003. Roger Wayne Page joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Paul Brian Jackson President/chief compliance officer 1 Nov 2003 50% - 75% 2657314
Roger Wayne Page Executive vice president 1 Nov 2003 50% - 75% 2823594

Based in Houston

The principal office where Shield Advisors Corp. performs its advisory services is located at 7660 Woodway Place, Houston, TX 77063, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-982-7830 or by fax 281-953-8786. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.shieldadvisors.com.

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