Zweig Advisers LLC (Hartford)

Name: Zweig Advisers LLC
Address: One Financial Plaza, Hartford, CT, 06103
Telephone: 800-248-7971

Zweig Advisers LLC is a related adviser based in Hartford. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Connecticut.

Zweig Advisers provides are a related adviser under rule 203a-2(b). It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Zweig Advisers LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Zweig Advisers LLC

George Robert Aylward has been acting as President since 1 Nov 2006. James Robert Sena joined the executive team most recently as the Vice President And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Virtus Partners	Sole member	1 Mar 1999	75% - 100%	95-4191764
Inc. (Fka Phoenix Investment Partners Ltd.) Virtus Partners	Shareholder	1 Mar 1999	75% - 100%	95-4191764
Carlton Bryan Neel	Senior vice president	1 Dec 2003	Other	2714471
David Carleton Dickerson	Senior vice president	1 Dec 2003	Other	2443212
David C Dickerson	Senior vice president	1 Dec 2003	Other	2443212
Marc Baltuch	Chief compliance officer	1 Oct 2004	Other	1982582
George Robert Aylward	President	1 Nov 2006	Other	4932163
George R. Aylward	President	1 Nov 2006	Other	4932163
David George Hanley	Vice president and treasurer	1 Nov 2007	Other	5455435
David G Hanley	Vice president and treasurer	1 Nov 2007	Other	5455435
Kevin John Carr	Vice president and secretary	1 Nov 2008	Other	2483633
Michael A Angerthal	Chief financial officer	1 Nov 2008	Other	5632934
Michael Aaron Angerthal	Executive vice president and chief financial officer	1 Jun 2009	Other	5632934
Michael A Angerthal	Executive vice president and chief financial officer	1 Jun 2009	Other	5632934
David Elliot Fusco	Vice president, compliance	1 Jan 2012	Other	2476566
Kevin John Carr	Senior vice president and assistant secretary	1 Feb 2013	Other	2483633
Mark Stephen Flynn	Executive vice president, general counsel and assistant secretary	1 Feb 2013	Other	5941225
William Joseph Renahan	Vice president and secretary	1 Feb 2013	Other	4009328
Mark S Flynn	Executive vice president, general counsel and assistant secretary	1 Feb 2013	Other	5941225
William J Renahan	Vice president and secretary	1 Feb 2013	Other	4009328
Timothy John Branigan	Vice president and chief compliance officer	1 Mar 2013	Other	5980557
Yvonne I (Mi Only) Pytlik	Corporate head of compliance	1 Jun 2013	Other	4337433
Yvonne I Pytlik	Corporate head of compliance	1 Jun 2013	Other	4337433
Francis George Waltman	Executive vice president	1 Jan 2014	Other	1778566
James Robert Sena	Vice president and chief compliance officer	1 Apr 2015	Other	2735258

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Virtus Investment Partners	Shareholder	1 Nov 2008	75% - 100%	26-3962811

Based in Hartford

The principal office where Zweig Advisers LLC performs its advisory services is located at One Financial Plaza, Hartford, CT 06103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-248-7971 or by fax 860-241-1024. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at virtus.com.