Second Curve Capital, LLC (Radnor)

Name: Second Curve Capital, LLC
Address: 150 Radnor Chester Rd, Radnor, PA, 19087
Telephone: 646-563-7600

Second Curve Capital, LLC is a large advisory firm based in Radnor. It manages $107.71 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Pennsylvania.

Second Curve Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Second Curve Capital: assets under management

The assets under management (AUM) of Second Curve Capital, LLC is $107.71 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -74% since the beginning of its operation, and $30.06 million of the total AUM is attributable to clients outside of the United States.

The firm manages $107.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.95 million each.

Second Curve Capital has custody of $77.55 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Second Curve Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Zachary James Maxfield serves?

The only and largest group of clients of Zachary James Maxfield is pooled investment vehicles with 6 clients and $107.71 million of assets under management. Among the 9 most similar advisory firms, Second Curve Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $107.71 million for 6 clients. 33% of the firm’s clients are foreign persons or businesses.

Second Curve Capital also advises several private funds. Namely, seven hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $1,000,000.

Careers at Second Curve Capital, LLC

The company employs 6 people that are either part- or full-time employees. 83 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Zachary James Maxfield has been acting as President since 1 Jan 2007. Bradley Jordan Cymbol joined the executive team most recently as the Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas K Brown	Ceo	1 Jan 2000	75% - 100%	1243437
Stephen Douglas Krug	Cco	1 Jan 2000	Other	2376684
Matthew Miller Stichnoth	Director	1 Jun 2001	Other	1136270
Brendan Peter Mchugh	Chief financial officer	1 Mar 2004	Other	4613398
Lorelei B Martin	Chief compliance officer	1 Aug 2004	Other	2697689
Zachary James Maxfield	Director	1 Jan 2007	Other	4238960
Bradley Jordan Cymbol	Cfo	1 Jun 2008	Other	2619762

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
David E. Marjorie F. Brown Trust Fbo Thomas Badger Brown U/A Dtd 12/27/95	Trust	1 Jan 2000	Other	10-6003637

Based in Radnor

The principal office where Second Curve Capital, LLC performs its advisory services is located at 150 Radnor Chester Rd, Radnor, PA 19087, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-563-7600 or by fax 646-563-7601. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at secondcurve.com.