Smith Henderson & Associates Inc (St George)


Smith Henderson & Associates Inc is a large advisory firm based in St George. It manages $349.2 million of regulatory assets for 1,381 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Nevada and Utah.

Smith Henderson & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith Henderson & Associates: assets under management

The assets under management (AUM) of Smith Henderson & Associates Inc is $349.2 million. The firm's AUM has grown by 25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $345.51 million in discretionary accounts and $3.69 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $267.01 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $42.38 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Smith Henderson & Associates Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Smith Henderson & Associates Inc

Hyrum Wayne Smith has been acting as President since 1 Apr 1993. Lon Edgar Henderson joined the executive team most recently as the President, Ceo.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Hyrum Wayne Smith Chairman 1 Apr 1993 25% - 50% 4362266
Lon Edgar Henderson President, ceo 1 Apr 1993 25% - 50% 1075600
Hal Anderson Vice president, cfo/cio 1 Apr 1993 25% - 50% 2432623
Hal Gary Anderson Vice president, cfo/cio 1 Apr 1993 25% - 50% 2432623

Based in St George

The principal office where Smith Henderson & Associates Inc performs its advisory services is located at 192 East 200 North, St George, UT 84770, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 435-674-1600 or by fax 435-674-1616. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.shaa.com.