Sound Beach Loan Management, LLC (Old Greenwich)

Name: Sound Beach Loan Management, LLC
Address: 53 Forest Avenue Suite 301, Old Greenwich, CT, 06870
Telephone: 203-698-1200

Sound Beach Loan Management, LLC is a large advisory firm based in Old Greenwich. It manages $349 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of Connecticut.

Sound Beach Loan Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sound Beach Loan Management: assets under management

The assets under management (AUM) of Sound Beach Loan Management, LLC is $349 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $349 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $349 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sound Beach Loan Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sound Beach Loan Management, LLC

Marion Boucher Soper joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L.L.C. Ellington Management Group	Member	1 Mar 2007	75% - 100%	112493
Olivier Cojot Goldberg	Vice chairman	1 Mar 2007	Other	1546586
Laurence Eric Penn	Vice chairman	1 Mar 2007	Other	1914867
George Howard Zettler	Managing director	1 Mar 2007	Other	2399039
Garret Imre Filler	General counsel and managing director	1 Mar 2007	Other	2928464
Paul Anthony Asaro	Chief financial officer and managing director	1 Mar 2007	Other	4776316
Thomas More Larkin	Chief operating officer	1 Mar 2007	Other	4779407
Michael William Vranos	Chief executive officer	1 Mar 2007	Other	2013180
Richard Anthony Daley	Managing director	1 Mar 2007	Other	2242011
John Deno Geanakoplos	Managing director	1 Mar 2007	Other	2319447
Nikos Vassilios Nicopoulos	Managing director	1 Mar 2007	Other	4395923
Michael Zaretsky	Managing director	1 Mar 2007	Other	4386498
Richard Gregg Brounstein	Managing director	1 Mar 2007	Other	1553368
Dennis Patrick Sugrue	Managing director	1 Mar 2007	Other	1624299
Nikolay Ivanov Stoytchev	Managing director	1 Mar 2007	Other	4741135
Lisa Chun	Chief compliance officer and assistant counsel	1 Mar 2007	Other	5115433
Costas Aphis Philippides	Managing director	1 Mar 2007	Other	2164234
Jared Samet	Managing director	1 Mar 2007	Other	5302764
Eric R Bothwell	Managing director	1 Mar 2007	Other	2966361
Olivier (No Middle Name) Cojot Goldberg	Vice chairman	1 Mar 2007	Other	1546586
Michael (No Middle Name) Zaretsky	Managing director	1 Mar 2007	Other	4386498
Lisa (No Middle Name) Chun	Chief compliance officer and assistant counsel	1 Mar 2007	Other	5115433
Jared (No Middle Name) Samet	Managing director	1 Mar 2007	Other	5302764
Eric H. R. (Initials Only Bothwell	Managing director	1 Mar 2007	Other	2966361
Olivier Steven Cojot Goldberg	Vice chairman	1 Mar 2007	Other	1546586
Jared Sachs Samet	Managing director	1 Mar 2007	Other	5302764
Marion Boucher Soper	Managing director	1 May 2007	Other	707078

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.L.C. Vc Investments	Managing member	1 Aug 1995	Other	13-3813408
Michael William Vranos	Managing member	1 Aug 1995	75% - 100%	2013180
L.P. Emg Holdings	Member	1 Jan 2007	75% - 100%	03-0612415
L.L.C. Vc Investments	General partner	1 Jan 2007	Other	13-3813408
Michael William Vranos	Limited partner	1 Apr 2007	25% - 50%	2013180

Based in Old Greenwich

The principal office where Sound Beach Loan Management, LLC performs its advisory services is located at 53 Forest Avenue Suite 301, Old Greenwich, CT 06870, which is also the mailing address of the firm. An additional office of the firm is in Stamford, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-698-1200 or by fax 203-968-0869. The normal business hours are 9:00 a.m to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.ellington.com.