Ek Riley Investments, LLC is a large advisory firm based in Seattle. It manages $564.58 million of regulatory assets for 1,804 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Arizona, California, and 29 other states.
Ek Riley Investments provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ek Riley Investments, LLC is $564.58 million. The firm's AUM has grown by 2095% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ek Riley Investments, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Brian Paul Bertsch is individuals with 1,781 clients and $506.24 million of assets under management. Among the 7 most similar advisory firms, Ek Riley Investments has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $564.58 million for 1,804 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Ek Riley Investments doesn't advise any private funds.
The company employs 63 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 27 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Brian Paul Bertsch has been acting as President since 1 Jan 2007. Joanne Mauree Salisbury joined the executive team most recently as the Chief Compliance Officer.
The principal office where Ek Riley Investments, LLC performs its advisory services is located at 1420 5 Th Avenue, Seattle, WA 98101, which is also the mailing address of the firm. An additional office of the firm is in Walla Walla, WA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 206-832-1520 or by fax 206-832-1527. The normal business hours are 6:30 am to 4 pm on Monday - Friday. You can find more information about the New York firm at ekriley.com.