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Siegel/ Yocum Asset Management, LLC (Scottsdale)


Siegel/ Yocum Asset Management, LLC is a large advisory firm based in Scottsdale. It manages $105.97 million of regulatory assets for 413 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Arizona and Texas.

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Siegel/ Yocum Asset Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Siegel/ Yocum Asset Management: assets under management

The assets under management (AUM) of Siegel/ Yocum Asset Management, LLC is $105.97 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $104.84 million in discretionary accounts and $1.12 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $255.09 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $560.5 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Siegel/ Yocum Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Scottsdale

The principal office where Siegel/ Yocum Asset Management, LLC performs its advisory services is located at 9375 East Shea Blvd., Scottsdale, AZ 85260, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480.634.1915 or by fax 480.383.6556. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at siegel-yocum.com.


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