The Winchester Group, Inc. (New York)

The Winchester Group, Inc. is a large advisory firm based in New York. It manages $785.29 million of regulatory assets for 557 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Connecticut, and 5 other states.

The Winchester Group provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Winchester Group: assets under management

The assets under management (AUM) of The Winchester Group, Inc. is $785.29 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 583% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $785.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.41 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay The Winchester Group, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Winchester Group, Inc.

Thomas Randall Settle has been acting as President since 1 Sep 1999. Marie Louise Cusic joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Randall Settle	Director	1 Sep 1999	25% - 50%	825251
Rudolf Johannes Mueller	President, cfo	1 Sep 1999	25% - 50%	601732
Irvin Lee Cherashore	Chairman	1 Sep 1999	25% - 50%	45389
Clare Nolan	Vice president, corporate secretary	1 Sep 1999	Other	715809
Marie Louise Cusic	Compliance officer	1 May 2005	Other	59411

Based in New York

The principal office where The Winchester Group, Inc. performs its advisory services is located at 780 Third Avenue, New York, NY 10017 2024, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.