Blue Road Management, L.P. (New York)

Blue Road Management, L.P. is a large advisory firm based in New York. It manages $674.9 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

Blue Road Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Blue Road Management: assets under management

The assets under management (AUM) of Blue Road Management, L.P. is $674.9 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 173% since the beginning of its operation, and $300.87 million of the total AUM is attributable to clients outside of the United States.

The firm manages $674.9 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.98 million each.

Blue Road Management has custody of $427.36 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Blue Road Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Blue Road Management serves?

The only and largest group of clients of Blue Road Management is pooled investment vehicles with 5 clients and $674.9 million of assets under management. Among the 10 most similar advisory firms, Blue Road Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $674.9 million for 5 clients. 40% of the firm’s clients are foreign persons or businesses.

Blue Road Management also advises several private funds. Namely, two hedge funds and three private equity funds. The minimum investment commitment required of non-related persons ranges from $900,000 to $1,000,000.

Careers at Blue Road Management, L.P.

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Mccollom Duryea	Partner	1 Dec 2013	25% - 50%	2088432
David Joseph Blue	Chief compliance officer & partner	1 Dec 2013	Other	2206139
Daniel Noah Fabian	Partner	1 Dec 2013	Other	3245698
Luis Andres Pazgalindo	Partner	1 Dec 2013	Other	3263914
Llc Ospraie Management	Limited partner	1 Dec 2013	Other	43-2079473
Llc Blue Road Management	General partner	1 Dec 2013	Other	46-1002281
Robert Jack Larocca	Chief compliance officer	1 Jan 2018	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Ospraie Holding I	Managing member	1 Apr 2005	75% - 100%	11-3705213
Inc. Ospraie Management	General partner	1 Apr 2005	Other	11-3705209
Dwight Walter Anderson	Sole shareholder	1 Apr 2005	75% - 100%	5008535

Based in New York

The principal office where Blue Road Management, L.P. performs its advisory services is located at 570 Lexington Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212.822.9710. The normal business hours are 9:00am to 5:00pm on Monday - Friday.