Mariner Wealth Advisors Chicago, LLC (Overland Park)

Name: Mariner Wealth Advisors Chicago, LLC
Address: 5700 W. 112 Street, Overland Park, KS, 66211
Telephone: 9139045700

Mariner Wealth Advisors Chicago, LLC is a large advisory firm based in Overland Park. It manages $285.2 million of regulatory assets for 550 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, District of Columbia, and 8 other states.

Mariner Wealth Advisors Chicago provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mariner Wealth Advisors Chicago: assets under management

The assets under management (AUM) of Mariner Wealth Advisors Chicago, LLC is $285.2 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $285.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $518.54 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mariner Wealth Advisors Chicago, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mariner Wealth Advisors Chicago, LLC

Mark Andrew Caplinger has served as the Chief Investment Officer since 1 May 2015 and Martin Christopher Bicknell is the Chief Executive Officer of Mariner Wealth Advisors Chicago, LLC family office. Keith Andrew Plywaczynski joined the executive team most recently as the Member And Managing Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Mariner Wealth Advisors	Managing member	1 May 2015	75% - 100%	140195
Cheryl Renee Vohland	Chief compliance officer	1 May 2015	Other	4906804
Mark Andrew Caplinger	Chief investment officer	1 May 2015	Other	5954000
Martin Christopher Bicknell	Chief executive officer	1 May 2015	Other	2007121
Karen Leigh Sandnes	Operations manager	1 May 2015	Other	4883814
Keith Andrew Plywaczynski	Member and managing partner	1 Sep 2015	Other	4531136

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Martin Christopher Bicknell	Elected manager	1 Jul 2007	Other	2007121
Llc Bicknell Family Holding Co.	Member	1 Apr 2008	75% - 100%	26-0534255
Llc Mariner Holdings	Managing member	1 Sep 2008	75% - 100%	26-2766689
Llc Bicknell Family Holding Co.	Manager	1 Feb 2015	75% - 100%	26-0534255

Based in Overland Park

The principal office where Mariner Wealth Advisors Chicago, LLC performs its advisory services is located at 5700 W. 112 Street, Overland Park, KS 66211, which is also the mailing address of the firm. An additional office of the firm is in Oakbrook Terrace, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 9139045700 or by fax 9139045701. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at marinerwealthadvisors.com/.