Monk, Stanley Earl (New York)

Monk, Stanley Earl is a mid-sized advisory firm based in New York. It manages $77.01 million of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

Monk, Stanley Earl provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Monk, Stanley Earl: assets under management

The assets under management (AUM) of Monk, Stanley Earl is $77.01 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Monk, Stanley Earl for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Monk, Stanley Earl serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Monk, Stanley Earl is high net worth individuals with 17 clients and $66.51 million of assets under management. Among the 3 most similar advisory firms, Monk, Stanley Earl has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $77.01 million for 50 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Monk, Stanley Earl doesn't advise any private funds.

Careers at Monk, Stanley Earl

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stanley Earl Monk	Principal/chief compliance officer	1 Jan 1994	75% - 100%	4801122

Based in New York

The principal office where Monk, Stanley Earl performs its advisory services is located at 600 West 111 Th Street, New York, NY 10025, which is also the mailing address of the firm. An additional office of the firm is in Charlotte, VT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-663-0724 or by fax 212-663-0724. The normal business hours are 9:00-5:00 on Monday - Friday.