Connor Clark & Lunn Investment Management Ltd (Vancouver, Bc)

Name: Connor Clark & Lunn Investment Management Ltd
Address: 2300 1111 West Georgia St, Vancouver, Bc, V6 E 4 M3
Telephone: 604-685-2020

Connor Clark & Lunn Investment Management Ltd is a large advisory firm based in Vancouver, Bc. It manages $31.06 billion of regulatory assets for 350 client accounts. It has been registered with the SEC as an adviser since 2001.

Connor Clark & Lunn Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and provision of a model to separately managed accounts.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Connor Clark & Lunn Investment Management: assets under management

The assets under management (AUM) of Connor Clark & Lunn Investment Management Ltd is $31.06 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 226% since the beginning of its operation, and $30.69 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $31.06 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $88.74 million each.

Investments

The firm invests in pooled investment vehicles the most. They account for 43% of the total AUM. The second-largest asset type is exchange traded securities, which make up 36% of the firm’s portfolio. Investments in sovereign bonds form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Connor Clark & Lunn Investment Management Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Walter Freund serves?

The firm provides services to insurance companies, charitable organizations, other investment advisers, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Michael Walter Freund is pension and profit sharing plans with 93 clients and $11.8 billion of assets under management. Among the 7 most similar advisory firms, Connor Clark & Lunn Investment Management has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $30.99 billion for 175 clients. 99% of the firm’s clients are foreign persons or businesses.

Connor Clark & Lunn Investment Management also advises several private funds. Namely, one hedge fund and one other private fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Connor Clark & Lunn Investment Management Ltd

The company employs 75 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Walter Freund has been acting as President since 1 Mar 2001. Jennifer Drake joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Larry Rae Lunn	Director, chairman	1 Dec 1983	Other	4347618
Rudy Kerklaan	Vice president	1 Dec 1983	Other	4347614
Gordon Howard Macdougall	Director, vice president	1 Jan 1984	Other	4347632
Donald Leslie Krogseth	Advising partner	1 Nov 1989	Other	4347655
Alastair Irving Dunn	Director	1 Feb 1991	Other	4347518
Clark & Lunn Investment Management Partnership Connor	Partnership	1 Feb 1994	75% - 100%	xxx-xx-xxxx
The Cc&L Financial Services Group	Partnership	1 Feb 1994	75% - 100%	xxx-xx-xxxx
The Larry Rae Lunn Settlement (Canadian Trust)	Shareholder	1 Jan 1995	Other	xxx-xx-xxxx
Dennis Stephen Perry	Vice president	1 Jul 1997	Other	816875
Kathleen Agnes Leavens	Compliance officer & secretary	1 Mar 1998	Other	4347656
Martin Luis Gerber	Director & president	1 Mar 1999	Other	4347654
John Warren Stoddart	Director & vice president	1 Mar 1999	Other	4347635
Colin Dennis Jang	Director	1 Mar 1999	Other	4347585
Michael Walter Freund	Director	1 Mar 2001	Other	4503829
Brian Blair Eby	Director and vice president	1 Aug 2002	Other	4636380
William Scott Hackney	Vice president	1 Aug 2002	Other	4636385
Colin Dennis Jang	Vice president	1 Feb 2003	Other	4347585
Phillip John Cotterill	Director & vice president	1 Mar 2003	Other	4758821
Patrick David Robitaille	Corporate secretary	1 Feb 2004	Other	4933415
Gary Norman Baker	Director	1 Mar 2006	Other	5148311
Christopher Godfrey Archbold	Vice president	1 Feb 2009	Other	5652144
Dion Walter Roseman	Vice president	1 Feb 2009	Other	5652145
Steven Benard Huang	Director and vice president	1 Feb 2009	Other	5652147
Charles Steven Vertes	Vice president	1 Dec 2009	Other	5768323
Johanne Bouchard	Vice president	1 Dec 2009	Other	5768294
Samba Srinivasa Chunduri	Vice president	1 Dec 2009	Other	5768316
David Ellis George	Vice president	1 Dec 2009	Other	3125325
Tate Griffith Haggins	Vice president	1 Dec 2009	Other	5768317
Suzanne Jane Justice	Vice president	1 Dec 2009	Other	5768318
Christopher Scott Kalbfleisch	Vice president	1 Dec 2009	Other	5768319
Simon Gregory Macnair	Vice president	1 Dec 2009	Other	5768320
John Paul Novak	Vice president	1 Dec 2009	Other	5055597
Maxine Charlotte Smalley	Vice president	1 Dec 2009	Other	5768322
Mark Stewart Bridges	Vice president	1 Mar 2010	Other	5070275
Derrick Paul Crowe	Chief compliance officer	1 Jan 2014	Other	6296256
Eric Roman Hasenauer	Vice president	1 Jul 2014	Other	4260318
Gary J Simonette	Vice president	1 Jul 2014	Other	5376689
Kieran Patrick Brennan	Vice president	1 Mar 2015	Other	5842934
Lori Robin Satov	Vice president	1 Mar 2015	Other	6627308
Andrew David Zimcik	Product specialist	1 Nov 2015	Other	6036908
Christopher Scott Kalbfleisch	Director and vice president	1 Mar 2016	Other	5768319
Stephen Edward Reynolds	Vice president	1 Jul 2017	Other	4843745
Timothy Michael Marzec	Vice president	1 Jun 2018	Other	6592061
Jennifer Drake	Director	1 Mar 2019	Other	7087118

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Clark & Lunn Financial Group Connor	Partner	1 Jan 2003	25% - 50%	xxx-xx-xxxx
Clark & Lunn Financial Group Ltd. Connor	Partner	1 Jan 2003	75% - 100%	xxx-xx-xxxx
Clark & Lunn Financial Group Lp Connor	Partner	1 Jan 2013	25% - 50%	xxx-xx-xxxx
Clark & Lunn Financial Group Ltd. Connor	Partner	1 Jan 2013	75% - 100%	xxx-xx-xxxx
Clark & Lunn Financial Group Gp Ltd. Connor	Partner	1 Jan 2013	Other	xxx-xx-xxxx
Clark & Lunn Financial Group Ltd. Connor	Partner	1 Jan 2015	75% - 100%	xxx-xx-xxxx
Clark & Lunn Financial Group Investment Partnership Connor	Partner	1 Jan 2015	75% - 100%	xxx-xx-xxxx

Based in Vancouver, Bc

The principal office where Connor Clark & Lunn Investment Management Ltd performs its advisory services is located at 2300 1111 West Georgia St, Vancouver, Bc, V6 E 4 M3, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 604-685-2020 or by fax 604-643-2000. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at cclinvest.com.