Knight Nguyen Investments is an adviser based in Katy. It manages $27.09 million of regulatory assets for 43 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Florida and Texas.
Knight Nguyen Investments provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Knight Nguyen Investments is $27.09 million. The firm's AUM has gone down by -82% since the beginning of its operation, and $427.14 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Knight Nguyen Investments for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of Knight Nguyen Investments is corporations or other businesses with 7 clients and $19.32 million of assets under management. Among the 1 most similar advisory firms, Knight Nguyen Investments has the highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $27.04 million for 41 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 5% of the firm’s clients are foreign persons or businesses.
Knight Nguyen Investments doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Christopher Knight Lopez has served as the Chief Investment Officer since 1 Apr 2015. Forrest A Jones joined the executive team most recently as the Partner.
The principal office where Knight Nguyen Investments performs its advisory services is located at 23603 W Fernhurst, Katy, TX 77494, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 888-894-3878 or by fax 832-404-6135. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at knightinvestments.org.