Security Global Investors, LLC (San Francisco)

Security Global Investors, LLC is a large advisory firm based in San Francisco. It manages $739.72 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Connecticut, and Kansas.

Security Global Investors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Security Global Investors: assets under management

The assets under management (AUM) of Security Global Investors, LLC is $739.72 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1046% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $739.72 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $56.9 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Security Global Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Security Global Investors, LLC

Richard Mark Goldman has been acting as President since 1 May 2007. Keith Arthur Fletcher joined the executive team most recently as the Sr. Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Security Benefit Life Insurance Company	Member	1 May 2007	75% - 100%	48-0409770
Amy Jo Lee	Secretary	1 May 2007	Other	1161869
Brenda Marie Harwood	Chief compliance officer	1 May 2007	Other	1522593
Thomas Richard Kaehr	Treasurer	1 May 2007	Other	4601435
Richard Mark Goldman	President	1 May 2007	Other	4408256
Kris Alan Robbins	Managing member	1 May 2007	Other	3088247
John Dodig Boich	Head of global/international equity	1 Jun 2007	Other	1357740
James Kevin Lammert	Vice president	1 Sep 2007	Other	4026170
Security Benefit Corporation	Member	1 Dec 2008	75% - 100%	48-1202239
Christopher Lee Phalen	Vice president	1 Mar 2009	Other	2599683
Keith Arthur Fletcher	Vice president	1 Mar 2009	Other	735212
Lisa Michelle Young	Assistant treasurer	1 Nov 2009	Other	2596425
John Forest Frye	Tresurer	1 Dec 2009	Other	5573869
Llc Security Benefit Asset Management	Member	1 Jun 2010	Other	27-3066166
Keith Arthur Fletcher	Sr. vice president	1 Jul 2010	Other	735212
Michael Paul Byrum	Sr. vice president	1 Jul 2010	Other	2254181
Nikolaos Bonos	Sr. vice president	1 Jul 2010	Other	4145475
John Joseph Linnehan	Sr. vice president & cfo	1 Jul 2010	Other	2308361
Marc Claude Zeitoun	Sr. vice president	1 Jul 2010	Other	2639942
Amanda Joy Kiefer	Assistant secretary	1 Jul 2010	Other	5090355
Francois Coeytaux	Assoc. cco	1 Jul 2010	Other	4359245
Joanna Marie Catalucci	Sr. vice president	1 Jul 2010	Other	4148421
Joseph Marvel Arruda	Vice president	1 Jul 2010	Other	4625312

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Security Benefit Corporation	Shareholder	1 Jul 1998	75% - 100%	48-1202239
Security Benefit Mutual Holding Company	Shareholder	1 Jul 1998	75% - 100%	48-635687
Security Benefit Corporation	Member	1 Jun 2010	75% - 100%	48-1202239
Howard Rudolph Fricke	Manager	1 Jun 2010	75% - 100%	1472257
Llc Guggenheim Sbc Holdings	Shareholder	1 Jul 2010	75% - 100%	27-1974054
Llc Eldridge Investors	100% membership interest	1 Jul 2010	75% - 100%	27-1973901
Llc Guggenheim Knights Of Security	Managing member	1 Jul 2010	75% - 100%	94-3489008
Llc Guggenheim Lawrence	Managing member	1 Jul 2010	75% - 100%	94-3489008
Llc Sb Kansas Investors	80% membership interest	1 Jul 2010	75% - 100%	27-1967140
Robert Patton	Member	1 Jul 2010	75% - 100%	5840546

Based in San Francisco

The principal office where Security Global Investors, LLC performs its advisory services is located at 801 Montgomery Steet, San Francisco, CA 94133 5164, which is also the mailing address of the firm. An additional office of the firm is in Topeka, KS. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 415-274-7700 or by fax 415-274-7702. The normal business hours are 8 am - 5 pm on Monday - Friday.