Sofaer Global Research (Uk) Limited (London)

Name: Sofaer Global Research (Uk) Limited
Address: 9 Upper Belgrave Street, London, Sw1 X 8 Bd
Telephone: 44-(0)20-7259-4462

Sofaer Global Research (Uk) Limited is a large advisory firm based in London. It manages $255.33 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2005.

Sofaer Global Research (Uk) Limited provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sofaer Global Research (Uk) Limited: assets under management

The assets under management (AUM) of Sofaer Global Research (Uk) Limited is $255.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $255.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $63.83 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sofaer Global Research (Uk) Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sofaer Global Research (Uk) Limited

Michael John Browne has been acting as President since 1 Sep 2000. Elias Menashe Sofaer joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Sofaer Global Research (Hk) Limited	Owner of "a" shares	1 Mar 2000	Other	foreign
Stephen John Frost	Director	1 Aug 2000	Other	5070573
Michael John Browne	Director	1 Sep 2000	Other	5070574
Raymond Fraser Atkinson	Cco/cfo	1 Jun 2004	Other	5070578
Elias Menashe Sofaer	Owner of "b" shares	1 Sep 2005	75% - 100%	5070581
Sofaer Global Research Service Company Limited	Corporate partner	1 Dec 2008	75% - 100%	foreign
David Hunter Helm	Ceo of corporate partner	1 Dec 2008	Other	4918252

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Sofaer Global Research Llc	Owner of "a" shares	1 Sep 1998	75% - 100%	13-3998350
Philip Sofaer	Shareholder	1 Sep 1998	75% - 100%	1400489
Elias Menashe Sofaer	Shareholder	1 Dec 2008	75% - 100%	5070581

Based in London

The principal office where Sofaer Global Research (Uk) Limited performs its advisory services is located at 9 Upper Belgrave Street, London, Sw1 X 8 Bd, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-(0)20-7259-4462 or by fax 44-(0)20-7259-4413. The normal business hours are 08:00-18:00 on Monday - Friday. You can find more information about the New York firm at www.sofaer.com.