Ballance Advisors Uk Limited (London)

Name: Ballance Advisors Uk Limited
Address: 29 Floor 30 St Mary Axe, London, Ec3 A 8 Ep
Telephone: 44207-469-4225

Ballance Advisors Uk Limited is a large advisory firm based in London. It manages $235 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2011.

Ballance Advisors Uk Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ballance Advisors Uk Limited: assets under management

The assets under management (AUM) of Ballance Advisors Uk Limited is $235 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $235 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $117.5 million each.

Ballance Advisors Uk Limited has custody of $235 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ballance Advisors Uk Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ballance Advisors Uk Limited

James Barrie Neave has been acting as President since 1 Oct 2010. Estrella Investments Sarl joined the executive team most recently as the Shareholder Of Dbc Holdings Limited.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Coerena Capital Limited	Coerena capital limited	1 Oct 2010	75% - 100%	foreign
Isobel Mary Pickett	Chief compliance officer	1 Oct 2010	Other	6006682
James Barrie Neave	Director	1 Oct 2010	Other	6009622
Belador Limited	Sole shareholder	1 Oct 2010	75% - 100%	foreign

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Equus Retirement Savings Plan Cell 146	Shareholder of eirsp investments sarl	1 Dec 2010	75% - 100%	146
Simon Andrew Pearson	Member of equus retirement savings plan cell 146	1 Dec 2010	75% - 100%	6006677
Joseph David Penna	Shareholder of estrella investments sarl	1 Dec 2010	75% - 100%	6006681
Dbc Holdings Limited	Shareholder of coerena capital limited	1 Mar 2011	75% - 100%	105203
Aurium Limited	Shareholder of belador limited	1 Mar 2011	75% - 100%	105203
Estrella Investments Sarl	Shareholder of dbc holdings limited	1 Apr 2011	25% - 50%	b157859
Eirsp Investments Sarl	Shareholder of dbc holdings limited	1 Apr 2011	25% - 50%	b158006

Based in London

The principal office where Ballance Advisors Uk Limited performs its advisory services is located at 29 Floor 30 St Mary Axe, London, Ec3 A 8 Ep, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44207-469-4225 or by fax 44207-469-4216. The normal business hours are 8:30-5:30 (gmt) on Monday - Friday. You can find more information about the New York firm at ballance-group.com/.