Gothic Management Inc. (New York)

Name: Gothic Management Inc.
Address: 10 East 40 Th Street, New York, NY, 10016
Telephone: 212-754-6883

Gothic Management Inc. is a related adviser based in New York. It manages $3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

Gothic Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gothic Management: assets under management

The assets under management (AUM) of Gothic Management Inc. is $3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gothic Management Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gothic Management Inc.

Harry Joseph Demott has been acting as President since 1 Apr 2002. Terence Peter Carmichael joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harry Joseph Demott	President	1 Apr 2002	25% - 50%	2287099
Brendan Burns Maher	Vice president	1 Apr 2002	25% - 50%	2557041
Terence Peter Carmichael	Treasurer	1 Jun 2003	25% - 50%	2473191
Terence Peter Carmichael	President	1 Jan 2005	75% - 100%	2473191

Based in New York

The principal office where Gothic Management Inc. performs its advisory services is located at 10 East 40 Th Street, New York, NY 10016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-754-6883 or by fax 212-754-6388. The normal business hours are 8-6 on Monday - Friday. You can find more information about the New York firm at www.gothiccapital.com.