Mustard Acquisition Sub, LLC (Buffalo)

Name: Mustard Acquisition Sub, LLC
Address: 1114 Delaware Avenue, Buffalo, NY, 14209
Telephone: 716-883-9595

Mustard Acquisition Sub, LLC is a large advisory firm based in Buffalo. It manages $1.19 billion of regulatory assets for 1,188 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of California, Florida, Massachusetts, and 6 other states.

Mustard Acquisition Sub provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Mustard Acquisition Sub: assets under management

The assets under management (AUM) of Mustard Acquisition Sub, LLC is $1.19 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $970.63 million in discretionary accounts and $216.12 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $897.9 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.02 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mustard Acquisition Sub, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mustard Acquisition Sub, LLC

Martin K Birmingham has been acting as President since 1 Jan 2016. Bruce Brian Kaz joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bruce Brian Kaz	Chief compliance officer	1 Jan 2016	Other	4347090
Inc. Financial Institutions	Owner (100%)	1 Jan 2016	75% - 100%	16-0816610
Martin K Birmingham	Chairman/president	1 Jan 2016	Other	6199694
Kevin Bruce Klotzbach	Treasurer	1 Jan 2016	Other	6596773
Sonia Marie Dumbleton	Secretary	1 Jan 2016	Other	6596774

Based in Buffalo

The principal office where Mustard Acquisition Sub, LLC performs its advisory services is located at 1114 Delaware Avenue, Buffalo, NY 14209, which is also the mailing address of the firm. An additional office of the firm is in Jamestown, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 716-883-9595 or by fax 716-883-8048. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at couriercapital.com.