Alcatel Lucent Investment Management Corporation (Murray Hill)

Alcatel Lucent Investment Management Corporation is a large advisory firm based in Murray Hill. It manages $32.57 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Massachusetts and New Jersey.

Alcatel Lucent Investment Management Corporation provides portfolio management for businesses and institutional clients and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alcatel Lucent Investment Management Corporation: assets under management

The assets under management (AUM) of Alcatel Lucent Investment Management Corporation is $32.57 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $32.57 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $6.51 billion each.

Investments

The firm invests in government bonds the most. They account for 25% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 15% of the firm’s portfolio. Investments in other assets form 13% of the total invested assets.

Careers at Alcatel Lucent Investment Management Corporation

The company employs 26 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jani Mikael Relander has been acting as President since 1 Apr 2016. Nokia Solutions And Networks B.V. joined the executive team most recently as the Owns 100% Of Nokia Of America Corporation Stock.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alcatel Lucent Usa Inc.	Owns all alimco stock	1 Mar 1999	75% - 100%	22-3408857
Nokia Of America Corporation	Owns all nimco stock	1 Mar 1999	75% - 100%	22-3408857
Lucent Technologies Inc.	Owns all lamco stock	1 Mar 1999	75% - 100%	22-3408857
Jeanmarie Grisi	Vice president & secretary	1 Mar 2003	Other	4392176
Mark Gordon Gibbens	Director	1 Mar 2003	Other	4648770
Kathleen Rose Browne	Vice president	1 Jul 2005	Other	5076164
Ray Oquendo	Vice president & treasurer	1 Aug 2005	Other	5076159
Kerry Anne Gillin	Chief compliance officer & secretary	1 Sep 2006	Other	5263659
Mark Gordon Gibbens	Director & president	1 Feb 2007	Other	4648770
Jeanmarie Grisi	Director & president	1 Apr 2008	Other	4392176
Scott Lawrence Deo	Vice president & treasurer	1 Apr 2008	Other	5525130
Kathy Ann Reissman	Vice president	1 Apr 2008	Other	5525330
Brian Scott Abrams	Vice president	1 Feb 2010	Other	5766773
Paul J Tufano	Director	1 Sep 2012	Other	6128104
Jean Raby	Director	1 Sep 2013	Other	3012405
Andrew Joseph O'brien	Vice president	1 Jun 2015	Other	6638352
Jani Mikael Relander	Director	1 Apr 2016	Other	6637530
William Iwata	Vice president	1 Jul 2016	Other	6684241

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nokia Corporation	Owns 100% of nokia finance international b.v. stock	1 Feb 1988	75% - 100%	98-0347501
Alcatel Lucent	Owns all compagnie financiere alcatel-lucent stock	1 Mar 1989	75% - 100%	98-0338281
Compagnie Financiere Alcatel Lucent	Owns all alcatel-lucent participations stock	1 Dec 1993	75% - 100%	98-0456387
Alcatel Lucent Participations	Owns all alcatel-lucent holdings inc stock	1 Nov 2006	75% - 100%	n/a
Nokia Finance International B.V.	Owns 100% of nokia solutions and networks b.v. stock	1 Nov 2006	75% - 100%	foreign
Alcatel Lucent Holdings Inc.	Owns all alcatel- lucent usa inc. stock	1 Dec 2006	75% - 100%	54-1025763
Alcatel Lucent	Owns all alcatel-lucent participations stock	1 Jan 2011	75% - 100%	98-0338281
Nokia Corporation	Owns more than 75% of alcatel lucent stock	1 Feb 2016	75% - 100%	98-0347501
Nokia Corporation	Owns 100% of alcatel lucent stock	1 Nov 2016	75% - 100%	98-0347501
Nokia Solutions And Networks B.V.	Owns 100% of nokia of america corporation stock	1 Nov 2017	75% - 100%	foreign

Based in Murray Hill

The principal office where Alcatel Lucent Investment Management Corporation performs its advisory services is located at 600 Mountain Avenue, 2 A 352, Murray Hill, NJ 07974, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 9088300281. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday.