Locke Capital Management Inc (Newport)

Name: Locke Capital Management Inc
Address: 25 Walnut Street, Newport, RI, 02840
Telephone: 401-849-8540

Locke Capital Management Inc is a large advisory firm based in Newport. It manages $1.28 billion of regulatory assets for 29 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Rhode Island.

Locke Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Locke Capital Management: assets under management

The assets under management (AUM) of Locke Capital Management Inc is $1.28 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 689% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.28 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $44.08 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Locke Capital Management Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Locke Capital Management Inc

Leila Cassel Jenkins has been acting as President since 1 Jan 1995. Derrick Webster joined the executive team most recently as the Chief Operating Officer And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Locke Capital Management Inc	Corporation	1 Jan 1995	75% - 100%	106742
Leila Cassel Jenkins	President	1 Jan 1995	75% - 100%	1097009
Derrick Webster	Chief operating officer and chief compliance officer	1 Jul 2008	Other	5601179

Based in Newport

The principal office where Locke Capital Management Inc performs its advisory services is located at 25 Walnut Street, Newport, RI 02840, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 401-849-8540 or by fax 401-849-8555. The normal business hours are 10am - 5pm on Other. You can find more information about the New York firm at www.lockecapital.com.