Eisneramper Wealth Advisors LLC (Holmdel)

Name: Eisneramper Wealth Advisors LLC
Address: 101 Crawfords Corner Road, Holmdel, NJ, 07733
Telephone: 732-837-4465

Eisneramper Wealth Advisors LLC is a large advisory firm based in Holmdel. It manages $782.16 million of regulatory assets for 64 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of California, Connecticut, Delaware, and 4 other states.

Eisneramper Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Eisneramper Wealth Advisors: assets under management

The assets under management (AUM) of Eisneramper Wealth Advisors LLC is $782.16 million. The firm's AUM has grown by 1449% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $234.94 million in discretionary accounts and $547.23 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $32.19 million.

Investments

The firm invests in exchange traded securities the most. They account for 45% of the total AUM. The second-largest asset type is state and local bonds, which make up 35% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eisneramper Wealth Advisors LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peter Scott Alwardt serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Peter Scott Alwardt is high net worth individuals with 48 clients and $767.35 million of assets under management. Among the 11 most similar advisory firms, Eisneramper Wealth Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $782.16 million for 55 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Eisneramper Wealth Advisors doesn't advise any private funds.

Careers at Eisneramper Wealth Advisors LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Peter Scott Alwardt has been acting as President since 1 Oct 2010. Jennifer Michelle Lin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eisneramper Holdings Llc	Managing member	1 Mar 2003	75% - 100%	37-1462189
Eisner Holdings Llc	Managing member	1 Mar 2003	75% - 100%	37-1462189
Peter Scott Alwardt	President, chief compliance officer, executive committee member	1 Mar 2003	Other	1281102
Rebecca Sue James	Executive committee member	1 Mar 2003	Other	4660942
Charles Weinstein	Executive committee member	1 Mar 2003	Other	4660934
Peter Scott Alwardt	President	1 Oct 2010	Other	1281102
Rebecca Sue James	Executive committee member	1 Oct 2010	Other	4660942
Charles Weinstein	Executive committee member	1 Oct 2010	Other	4660934
Catherine Hartlett Hanks	Chief compliance officer	1 Oct 2010	Other	730151
Charles Nmn Weinstein	Committee member	1 Oct 2010	Other	4660934
Danny Anthony Yu	Chief executive officer	1 Oct 2015	25% - 50%	4549121
Timothy Patric Speiss	Committee member	1 Oct 2015	Other	2768044
Danny Anthony Yu	Chief executive officer	1 Nov 2015	25% - 50%	4549121
Jennifer Michelle Lin	Chief compliance officer	1 Jan 2017	Other	4402284

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Eisneramper Llp	Direct owner	1 Aug 2010	75% - 100%	13-1639826

Based in Holmdel

The principal office where Eisneramper Wealth Advisors LLC performs its advisory services is located at 101 Crawfords Corner Road, Holmdel, NJ 07733, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 732-837-4465. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at eisneramper.com/services/personal_wealth_advisors/investment_advisory_cowealth_advisors/investment_advisory_services/.