Morgens Waterfall Vintiadis & Co Inc (New York)

Morgens Waterfall Vintiadis & Co Inc is a large advisory firm based in New York. It manages $378 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Morgens Waterfall Vintiadis & provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Morgens Waterfall Vintiadis &: assets under management

The assets under management (AUM) of Morgens Waterfall Vintiadis & Co Inc is $378 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $378 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $94.5 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Morgens Waterfall Vintiadis & Co Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morgens Waterfall Vintiadis & Co Inc

Edwin Huffman Morgens has been acting as President since 1 Apr 1975. Michele Napolitano Manfredi joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edwin Huffman Morgens	Chairman	1 Apr 1975	50% - 75%	4361909
John Charles Waterfall	President	1 Apr 1975	50% - 75%	459732
Joann Mcniff	Chief legal officer	1 Jun 1994	Other	4374920
Stephen Paul Enquist	Chief financial officer	1 Nov 1998	Other	2441799
Todd Andrew Trabold	Chief compliance officer	1 Jan 1999	Other	4374831
Michele Napolitano Manfredi	Chief financial officer	1 Nov 2002	Other	2281284

Based in New York

The principal office where Morgens Waterfall Vintiadis & Co Inc performs its advisory services is located at 600 Fifth Avenue, 27 Th Floor, New York, NY 10020, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.