Fdx Advisors, Inc. (Sacramento)

Name: Fdx Advisors, Inc.
Address: 2399 Gateway Oaks Drive, Suite 200, Sacramento, CA, 95833
Telephone: 916-288-6400

Fdx Advisors, Inc. is a large advisory firm based in Sacramento. It manages $6.74 billion of regulatory assets for 49,152 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Illinois, Iowa, and 5 other states.

Fdx Advisors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and asset allocation modeling, investment manager research profiles, internet/software portal. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fdx Advisors: assets under management

The assets under management (AUM) of Fdx Advisors, Inc. is $6.74 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.74 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.19 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 45% of the total AUM. The second-largest asset type is investment and business development companies, which make up 42% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fdx Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joseph N/A Mrak serves?

The only and largest group of clients of Joseph N/A Mrak is other investment advisers with 9 clients and $6.74 billion of assets under management. Among the 9 most similar advisory firms, Fdx Advisors has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $6.74 billion for 9 clients. None of the firm’s clients are foreign persons or businesses.

Fdx Advisors doesn't advise any private funds.

Careers at Fdx Advisors, Inc.

The company employs 75 people that are either part- or full-time employees. 7 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joseph N/A Mrak has been acting as President since 1 Jul 2008. Shari Hensrud has served as the Chief Investment Officer since 1 Sep 2011. Bradley Thomas Larson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonelle Marie Stenson	Cfo	1 Jun 2001	Other	2081737
Michael William Winkel	Managing director	1 Jun 2003	Other	4506086
Ronald Eliot Madey	Chief investment officer	1 Apr 2007	Other	2647000
Llc M3fn	Sole stockholder	1 Jul 2008	75% - 100%	26-0873414
Joseph N/A Mrak	President/chairman	1 Jul 2008	Other	4437699
Bryan Henry Chin	Chief compliance officer	1 Aug 2008	Other	5582323
Ron Christopher Chavez	Chief compliance officer	1 Feb 2010	Other	2975910
Shari Hensrud	Chief investment officer	1 Sep 2011	Other	6012270
Mark Adam Herman	Chief financial officer	1 Jan 2012	Other	6170445
John Francis Carey	Chief operating officer	1 Jan 2013	Other	5606542
Robert Francis Mehringer	Executive vice president, advisory services	1 Feb 2013	Other	3147999
David Arthur Chandler	Chief compliance officer	1 Mar 2015	Other	5967420
David Arthur Chandler	Chief compliance officer	1 Apr 2015	Other	5967420
Steven James Dunlap	Chief operating officer	1 Jan 2016	Other	2232790
Judson T Bergman	Chief executive officer and director	1 Jan 2018	Other	1175054
William C. Crager	President	1 Jan 2018	Other	4451682
Brandon Rockwell Thomas	Chief investment officer	1 Jan 2018	Other	2071577
Shelly S O'brien	Chief legal officer, general counsel, secretary	1 Jan 2018	Other	4520223
Peter H Darrigo	Chief financial officer	1 Jan 2018	Other	2106490
Joshua David Mayer	Chief operating officer	1 Jan 2018	Other	6393057
Bradley Thomas Larson	Chief compliance officer	1 Oct 2018	Other	1559888

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Folio Dynamics	Sole member	1 Jul 2008	75% - 100%	26-1526401
Edison Ventures	Member	1 Aug 2008	25% - 50%	59-3827708
Abs Capital Partners	Member	1 Jan 2011	25% - 50%	26-2299650
Inc. Folio Dynamics Holdings	Member	1 Nov 2014	75% - 100%	47-1972318
Actua Corporation	Shareholder	1 Nov 2014	75% - 100%	23-2996071
Inc. Envestnet	Sole shareholder	1 Jan 2018	75% - 100%	20-1409613

Based in Sacramento

The principal office where Fdx Advisors, Inc. performs its advisory services is located at 2399 Gateway Oaks Drive, Suite 200, Sacramento, CA 95833, which is also the mailing address of the firm. An additional office of the firm is in Worthington, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 916-288-6400 or by fax 916-288-6500. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at fdxadvisors.com.