Qs Batterymarch Financial Management, Inc. (New York)

Name: Qs Batterymarch Financial Management, Inc.
Address: 880 Third Avenue, New York, NY, 10022
Telephone: 212-886-9200

Qs Batterymarch Financial Management, Inc. is a large advisory firm based in New York. It manages $8.07 billion of regulatory assets for 48 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Maryland and Massachusetts.

Qs Batterymarch Financial Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Qs Batterymarch Financial Management: assets under management

The assets under management (AUM) of Qs Batterymarch Financial Management, Inc. is $8.07 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $168.05 million each.

Qs Batterymarch Financial Management has custody of $11.31 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Qs Batterymarch Financial Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Qs Batterymarch Financial Management, Inc.

John Duff Kenney has been acting as President since 1 May 2014. Vanessa Ann Williams joined the executive team most recently as the Chief Compliance Officer And Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Legg Mason	Shareholder	1 Sep 1994	75% - 100%	52-1200960
Joseph Patrick Larocque	Non-employee director	1 Aug 2013	Other	4363277
James Hayden Norman	Director and president	1 May 2014	Other	4396773
Janet Carol Campagna	Director and chief executive officer	1 May 2014	Other	3196228
Thomas Gordon Rose	Chief financial officer and treasurer	1 May 2014	Other	4339210
John Duff Kenney	Director	1 May 2014	Other	2387755
Jeffrey Allen Nattans	Director	1 May 2014	Other	2786221
Steven Ross Ducker	Chief compliance officer and secretary	1 May 2014	Other	5768002
Daniel James Holman	Chief operating officer	1 May 2014	Other	5768004
Philip Edward Channen	Chief compliance officer and secretary	1 Nov 2014	Other	4814848
Robert Yu Ming Wang	Chief operating officer and head of portfolio management implementation	1 Jan 2015	Other	1828064
Thomas Clifton Merchant	Director	1 Jun 2015	Other	3126886
Vanessa Ann Williams	Chief compliance officer and secretary	1 Dec 2015	Other	4624710

Based in New York

The principal office where Qs Batterymarch Financial Management, Inc. performs its advisory services is located at 880 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-886-9200 or by fax 212-886-9201. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at batterymarch.com.