ALPhacentric Advisors LLC (Huntington)

ALPhacentric Advisors LLC is a large advisory firm based in Huntington. It manages $2.51 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Missouri.

ALPhacentric Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPhacentric Advisors: assets under management

The assets under management (AUM) of ALPhacentric Advisors LLC is $2.51 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 16627% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.51 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $418.19 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay ALPhacentric Advisors LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients ALPhacentric Advisors serves?

The only and largest group of clients of ALPhacentric Advisors is investment companies with 6 clients and $2.51 billion of assets under management. Among the 8 most similar advisory firms, ALPhacentric Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $2.51 billion for 6 clients. None of the firm’s clients are foreign persons or businesses.

ALPhacentric Advisors doesn't advise any private funds.

Careers at ALPhacentric Advisors LLC

The company employs 6 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jerry John Szilagyi	Managing member	1 Apr 2014	50% - 75%	1156349
Mark James Kamies	Managing member	1 Apr 2014	Other	3083176
Alpha Partners Llc	Member	1 Apr 2014	25% - 50%	46-5236511
Robert D Glass	Cco	1 Feb 2015	Other	2773736
Jerry J. Szilagyi 2015 Family Trust	Shareholder	1 Dec 2015	Other	81-6344648

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Isobel Linda Szilagyi	Trustee	1 Dec 2015	Other	5143932
June Ann Szilagyi	Trustee	1 Dec 2015	Other	6659379

Based in Huntington

The principal office where ALPhacentric Advisors LLC performs its advisory services is located at 36 North New York Ave. Ste 3 F, Huntington, NY 11743, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 631-629-4907. The normal business hours are 9:00-5:00 on Monday - Friday.