Mma Securities LLC (New York)

Mma Securities LLC is a pension cosultant based in New York. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Mma Securities provides pension consulting services, selection of other advisers, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mma Securities LLC for their services and products based on hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mark Jonathan Happe serves?

The firm provides services to pension and profit sharing plans and state or municipal government entities. The largest group of clients of Mark Jonathan Happe is pension and profit sharing plans with 1,071 clients and $0 of assets under management. Among the 7 most similar advisory firms, Mma Securities has the highest percentage of pension and profit sharing plans out of all clients.

None of the firm’s clients are foreign persons or businesses.

Mma Securities doesn't advise any private funds.

Careers at Mma Securities LLC

The company employs 85 people that are either part- or full-time employees. 92 percent of the employees work as investment advisers or researchers. 77 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Mark Jonathan Happe has been acting as President since 1 Jun 2012. Marsh Insurance & Investments Llc joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marsh & Mclennan Agency Llc	Owner	1 Nov 2009	75% - 100%	26-3237576
Mark Jonathan Happe	President	1 Jun 2012	Other	2791955
Mariane Ashley Liebowitz	Chief compliance officer	1 Jun 2012	Other	4532268
Kimberly Lynn Blackmore	Finop	1 Jul 2012	Other	2219307
James Duncan Blue	President	1 Jan 2016	Other	1529545
William Joseph Peartree	President	1 May 2018	Other	1789980
Brian Edward Bartkus	Acting president	1 Aug 2018	Other	2827119
Marsh Insurance & Investments Llc	Owner	1 Nov 2018	75% - 100%	52-2189187

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Marsh & Mclennan Companies	Parent company	1 Nov 2009	75% - 100%	36-2668272
Marsh Llc	Owner	1 Nov 2009	75% - 100%	13-4046956
Marsh Usa Inc.	Owner	1 Nov 2009	75% - 100%	36-1436000
Seabury & Smith Llc	Owner	1 Nov 2018	75% - 100%	13-3109248
Guy Carpenter & Co Llc	Owner	1 Nov 2018	75% - 100%	13-4985720
Marsh & Mclennan Agency Llc	Owner	1 Nov 2018	75% - 100%	26-3237576

Based in New York

The principal office where Mma Securities LLC performs its advisory services is located at 1166 Avenue Of The Americas, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Saddle Brook, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-345-1739 or by fax 212-948-1314. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.