Thomaslloyd Global Asset Management (Americas) LLC (Pleasantville)

Name: Thomaslloyd Global Asset Management (Americas) LLC
Address: 427 Bedford Road, Pleasantville, NY, 10570
Telephone: 914-495-3630

Thomaslloyd Global Asset Management (Americas) LLC is a large advisory firm based in Pleasantville. It manages $379.63 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2007.

Thomaslloyd Global Asset Management (Americas) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thomaslloyd Global Asset Management (Americas): assets under management

The assets under management (AUM) of Thomaslloyd Global Asset Management (Americas) LLC is $379.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 476% since the beginning of its operation, and $379.63 million of the total AUM is attributable to clients outside of the United States.

The firm manages $379.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $379.63 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thomaslloyd Global Asset Management (Americas) LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Douglas Lloyd Brennan serves?

The only and largest group of clients of Douglas Lloyd Brennan is pooled investment vehicles with 1 clients and $379.63 million of assets under management. Among the 10 most similar advisory firms, Thomaslloyd Global Asset Management (Americas) has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $379.63 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Thomaslloyd Global Asset Management (Americas) doesn't advise any private funds.

Careers at Thomaslloyd Global Asset Management (Americas) LLC

The company employs 5 people that are either part- or full-time employees. No employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Douglas Lloyd Brennan has been acting as President since 1 Jan 2003. Anthony Michael Coveney joined the executive team most recently as the Chief Executive Officer & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Lloyd Brennan	Chairman	1 Jan 2003	Other	2519452
James John Bowe	President	1 Jan 2003	Other	713865
George Fisher	Senior vice president, compliance officer	1 Jan 2003	Other	1710915
Angela Elizabeth Lavelle	Vp of finance	1 Nov 2003	Other	4878444
Mark Joseph Gallagher	Executive vice president - cheif operations officer	1 Sep 2004	Other	1921924
Charles Matthew White	Executive vice president	1 Jun 2005	Other	1989978
Gregory Henry Kahn	Senior vice president, general counsel	1 Jun 2005	Other	5045156
Salvatore Michael Capizzi	Executive vice president	1 Sep 2005	Other	1037757
William Lawrence Morrow	Chief compliance officer	1 Sep 2005	Other	2229850
Donald Creel Hubbard	Senior vice president	1 Oct 2005	Other	2458133
Thomaslloyd Ag	Owner	1 Nov 2006	75% - 100%	foreign
Jerry John Szilagyi	Chief executive officer	1 Feb 2007	Other	1156349
Eric Michael Earnhardt	Chief compliance officer	1 Dec 2008	Other	1855856
Anthony Michael Coveney	Chief executive officer & chief compliance officer	1 Jun 2018	Other	5603930
Angela Elizabeth Lavelle	Chief financial officer	1 Jun 2018	Other	4878444
Thomaslloyd Holdings (Americas) Llc	Member	1 Jun 2018	75% - 100%	75-3100039
Eric Michael Earnhardt	Chief compliance officer	1 Jun 2018	Other	1855856

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
T. U. Michael Sieg	Owner	1 May 2006	75% - 100%	foreign
Thomas Ulf Michael Sieg	Owner	1 May 2006	75% - 100%	5292555
Thomaslloyd Group Limited	Member	1 Aug 2006	75% - 100%	foreign
Thomaslloyd Group Plc	Owner	1 Jan 2007	75% - 100%	foreign
Thomas Ulf Michael Sieg	Member/owner	1 Sep 2014	75% - 100%	6992909
Mna Capital Pte. Ltd.	Owner	1 Apr 2015	75% - 100%	foreign

Based in Pleasantville

The principal office where Thomaslloyd Global Asset Management (Americas) LLC performs its advisory services is located at 427 Bedford Road, Pleasantville, NY 10570, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-495-3630 or by fax 914-495-3628. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at thomas-lloyd.com/en/.