Winebrenner Capital Management LLC (Louisville)

Name: Winebrenner Capital Management LLC
Address: 10602 Timberwood Circle, Louisville, KY, 40223 5367
Telephone: 502-671-0015

Winebrenner Capital Management LLC is a large advisory firm based in Louisville. It manages $131.04 million of regulatory assets for 795 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Colorado, Florida, Indiana, and 5 other states.

Winebrenner Capital Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Winebrenner Capital Management: assets under management

The assets under management (AUM) of Winebrenner Capital Management LLC is $131.04 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $131.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $164.83 thousand each.

Winebrenner Capital Management has custody of $118.15 million in cash and securities for 296 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 81% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 9% of the firm’s portfolio. Investments in state and local bonds form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Winebrenner Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Winebrenner Capital Management serves?

The firm provides services to individuals, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Winebrenner Capital Management is high net worth individuals with 61 clients and $50.72 million of assets under management. Among the 10 most similar advisory firms, Winebrenner Capital Management has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $129.97 million for 305 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Winebrenner Capital Management also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $250,000.

Careers at Winebrenner Capital Management LLC

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Earl George Winebrenner	Managing member	1 Jul 2010	75% - 100%	1866261
Christopher Matthew Wise	Chief compliance officer	1 Mar 2019	Other	7047048

Based in Louisville

The principal office where Winebrenner Capital Management LLC performs its advisory services is located at 10602 Timberwood Circle, Louisville, KY 40223 5367, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 502-671-0015 or by fax 502-671-5277. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at facebook.com/winebrenner-capital-management-431825250294604/.