Lapin & Wigginton Asset Management LLC (Houston)

Name: Lapin & Wigginton Asset Management LLC
Address: 11451 Katy Freeway, Houston, TX, 77079
Telephone: 713-570-5000

Lapin & Wigginton Asset Management LLC is a large advisory firm based in Houston. It manages $75 million of regulatory assets for 750 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Lapin & Wigginton Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lapin & Wigginton Asset Management: assets under management

The assets under management (AUM) of Lapin & Wigginton Asset Management LLC is $75 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -38% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Lapin & Wigginton Asset Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lapin & Wigginton Asset Management LLC

David Isaac Lapin has been acting as President since 1 Mar 1996. Jeffrey Carl Wigginton joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Isaac Lapin	President	1 Mar 1996	75% - 100%	1020096
Jeffrey Carl Wigginton	Vice president	1 Mar 1996	Other	1747291

Based in Houston

The principal office where Lapin & Wigginton Asset Management LLC performs its advisory services is located at 11451 Katy Freeway, Houston, TX 77079, which is also the mailing address of the firm. An additional office of the firm is in Austin, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 713-570-5000 or by fax 713-570-5001. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.lapinandwigginton.com.