Mtb Investment Advisors,Inc. (Baltimore)

Name: Mtb Investment Advisors,Inc.
Address: 100 E Pratt Street, 17 Th Floor, Baltimore, MD, 21202
Telephone: 410-986-5600

Mtb Investment Advisors,Inc. is a large advisory firm based in Baltimore. It manages $14.45 billion of regulatory assets for 531 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of California, Connecticut, Delaware, and 10 other states.

Mtb Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and asset allocation, economic analysis and capital markets forecasting, lease advisory staff to affiliates. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mtb Investment Advisors: assets under management

The assets under management (AUM) of Mtb Investment Advisors,Inc. is $14.45 billion. The firm's AUM has grown by 20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.38 billion in discretionary accounts and $71.77 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.14 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.59 million.

Mtb Investment Advisors has custody of $5.58 billion in cash and securities for 485 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mtb Investment Advisors,Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Mtb Investment Advisors,Inc.

Kathy Alexandra Jackson has been acting as President since 1 Jun 1997. Rex Phillip Macey has served as the Chief Investment Officer since 1 Feb 2012. Anna M. Bencrowsky joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Joseph Hynes	Director & assistant secretary	1 Dec 1995	Other	4354667
Robert Thomas Sweet	Managing director & principal	1 Dec 1995	Other	2291062
John Eric Leo	Managing director & principal	1 Mar 1997	Other	2213235
Kathy Alexandra Jackson	Director	1 Jun 1997	Other	1448813
Rick Alvin Gold	Ceo & director	1 Dec 1997	Other	4354551
Jerome Anthony Ratliffe	Secretary	1 Apr 1999	Other	4354679
Mark Allen Mullican	Director	1 Dec 2000	Other	2583134
Jessica Wait Jennings	Managing director & principal	1 Jan 2001	Other	2674650
Brett Allen Hoffacker	Managing director & principal	1 Mar 2001	Other	2198612
James Michael Hannan	Managing director & principal	1 Jun 2002	Other	2670073
Philip Gerard Wohlfort	Managing director, institutional sales	1 Jan 2003	Other	2681543
Manufacturers And Traders Trust Company	Sole stockholder	1 Apr 2003	75% - 100%	16-0968385
William Francis Dwyer	Chief investment officer, president, director	1 Apr 2003	Other	4355799
Robert John Truesdell	Managing director	1 Apr 2003	Other	2473735
Thomas Richard Pierce	Managing director	1 Apr 2003	Other	2389909
Carl William Jordan	Director	1 Jun 2003	Other	2389994
Byron J Grimes	Managing director	1 Mar 2004	Other	4783618
Thomas R. Rus	Chief compliance officer	1 Sep 2004	Other	5030092
Michael P. Pinto	Vice chairman, m&t bank corporation	1 Jan 2006	Other	5618358
Kenneth Gerard Thompson	Managing director	1 Dec 2006	Other	1510315
Audrey Tawanda Seifert	Chief administrative officer	1 Jun 2008	Other	4722509
Daniel Mark Schultz	Chief equity strategist	1 Sep 2008	Other	4966918
James E Thorne	Chief investment officer of equities	1 Sep 2008	Other	4366998
Michael Dennis Daniels	Chief operating officer	1 Sep 2008	Other	2261122
Allen James Ashcroft	Administrative vice president	1 Sep 2008	Other	704837
Jeffrey Willis Durkee	President & chief executive officer	1 Sep 2008	Other	1009266
Richard Adam Shatzkin	Director	1 Feb 2009	Other	2413583
Gregory Burns Mcshea	Chief compliance officer	1 Jan 2010	Other	2870963
Robert Samuel Fraundorf	President, cheif executive officer & director	1 Jan 2012	Other	4563263
Anna M. Bencrowsky	Chief compliance officer	1 Feb 2012	Other	4808662
John James Kelley	Co-chief operating officer	1 Feb 2012	Other	4868529
Rex Phillip Macey	Chief investment officer	1 Feb 2012	Other	1781700
Kathryn Diane Karlic	Chief client officer	1 Feb 2012	Other	4353479

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
M & T Bank Corporation	Sole stockholder	1 May 2001	75% - 100%	16-0538020

Based in Baltimore

The principal office where Mtb Investment Advisors,Inc. performs its advisory services is located at 100 E Pratt Street, 17 Th Floor, Baltimore, MD 21202, which is also the mailing address of the firm. An additional office of the firm is in Buffalo, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-986-5600 or by fax 410-986-5660. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.allfirst.com/corporate/allied/allied.html.