Cullen Capital Management, LLC (New York)

Cullen Capital Management, LLC is a large advisory firm based in New York. It manages $2.75 billion of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Cullen Capital Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cullen Capital Management: assets under management

The assets under management (AUM) of Cullen Capital Management, LLC is $2.75 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 27393% since the beginning of its operation, and $704.32 million of the total AUM is attributable to clients outside of the United States.

The firm manages $2.75 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $229.11 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cullen Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Patrick Cullen serves?

The only and largest group of clients of James Patrick Cullen is investment companies with 2 clients and $2.75 billion of assets under management. Among the 10 most similar advisory firms, Cullen Capital Management has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $2.75 billion for 2 clients. 50% of the firm’s clients are foreign persons or businesses.

Cullen Capital Management doesn't advise any private funds.

Careers at Cullen Capital Management, LLC

The company employs 60 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Patrick Cullen has been acting as President since 1 Apr 2000. Jeffrey Battaglia joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Patrick Cullen	President	1 Apr 2000	75% - 100%	58395
Brooks Hemingway Cullen	Vice president	1 Apr 2000	Other	2166071
John Gould	Chief compliance officer/executive vice president	1 Apr 2000	Other	4347544
Steven Michael Mullooly	Chief compliance officer	1 Aug 2006	Other	1868602
Jeffrey Battaglia	Chief financial officer	1 Mar 2007	Other	5491372
Cullen 2011 Descendants' Trust	Owner	1 Apr 2011	Other	35-6892064
Jeffrey Battaglia	Chief operating officer	1 Dec 2014	Other	5491372

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Brooks Hemingway Cullen	Trustee - cullen 2011 descendants' trust	1 Apr 2011	Other	2166071
Jeffrey Battaglia	Trustee - cullen 2011 descendants' trust	1 Apr 2011	Other	5491372

Based in New York

The principal office where Cullen Capital Management, LLC performs its advisory services is located at 645 Fifth Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-644-1800 or by fax 212-593-4275. The normal business hours are 8:30am - 5:30pm on Monday - Friday.