Hydepark Investment Strategies,LLC (Chicago)

Hydepark Investment Strategies,LLC is a large advisory firm based in Chicago. It manages $334 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Hydepark Investment Strategies provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hydepark Investment Strategies: assets under management

The assets under management (AUM) of Hydepark Investment Strategies,LLC is $334 million. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $333 million in discretionary accounts and $1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $41.63 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hydepark Investment Strategies,LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hydepark Investment Strategies,LLC

David Edwin Tierney has been acting as President since 1 Aug 2001. Mary Elizabeth Keefe joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Edwin Tierney	President	1 Aug 2001	75% - 100%	1790386
Charles Joseph Mcpike	Manager	1 Jan 2002	Other	1790218
Mary A Posey	Manager	1 Jan 2002	Other	1798911
Thomas Malkin Richards	Manager	1 Jan 2002	Other	1790222
Michael Lindh	Director of trading/portfolio manager	1 Jan 2002	Other	4527322
Richards & Tierney Inc	Member	1 Feb 2007	75% - 100%	105636
Mary Elizabeth Keefe	Chief compliance officer	1 Apr 2007	Other	4755249

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Edwin Tierney	President, treasurer, principal	1 Apr 1984	25% - 50%	1790386
Thomas Malkin Richards	Executive vice president, director, principal and chief compliance officer	1 Apr 1984	25% - 50%	1790222
Charles Joseph Mcpike	Executive vice president, director and principal	1 Feb 1985	25% - 50%	1790218
Inc. Nuveen Investments	Stockholder	1 Apr 2007	75% - 100%	36-3817286

Based in Chicago

The principal office where Hydepark Investment Strategies,LLC performs its advisory services is located at 111 West Jackson Boulevard Suite 1411, Chicago, IL 60604, which is also the mailing address of the firm. An additional office of the firm is in Ch, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-803-5520 or by fax 312-803-5521. The normal business hours are 8:30 a.m.-6:00 p.m. on Monday - Friday.