Nuveen Senior Loan Asset Management Inc. (Chicago)

Nuveen Senior Loan Asset Management Inc. is a large advisory firm based in Chicago. It manages $464.74 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Nuveen Senior Loan Asset Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nuveen Senior Loan Asset Management: assets under management

The assets under management (AUM) of Nuveen Senior Loan Asset Management Inc. is $464.74 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $464.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $232.37 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nuveen Senior Loan Asset Management Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nuveen Senior Loan Asset Management Inc.

John Peter Amboian has been acting as President since 1 Sep 1999. Lisa Diane Crossley joined the executive team most recently as the Vice President And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey W. Maillet	Managing director and secretary	1 Aug 1999	Other	4354619
The John Nuveen Company	Beneficial stockholder	1 Sep 1999	75% - 100%	36-3817266
Timothy Raymond Schwertfeger	Ceo	1 Sep 1999	Other	873075
John Peter Amboian	President	1 Sep 1999	Other	2636923
Margaret Eileen Wilson	Senior vice president and controller	1 Sep 1999	Other	3041289
Peter H Darrigo	Vice president and treasurer	1 Sep 1999	Other	2106490
Larry Woods Martin	Vice president and assistant secretary	1 Sep 1999	Other	1786266
Alan Glenn Berkshire	Senior vice president and secretary	1 Oct 1999	Other	2969585
Gifford Ross Zimmerman	Vice president and assistant secretary	1 Oct 1999	Other	1850029
Lisa Diane Crossley	Vice president and chief compliance officer	1 Aug 2000	Other	1688939

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. The St. Paul Companies	Beneficial stockholder	1 Apr 1992	75% - 100%	41-0518860

Based in Chicago

The principal office where Nuveen Senior Loan Asset Management Inc. performs its advisory services is located at 333 West Wacker Dr, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-917-7700 or by fax 312-917-6912. The normal business hours are 8:00 am - 5:00 pm cst on Monday - Friday.